03/09/2017
Morgan Stanley Chooses New Head of Wealth Management Investment Resources
She is currently head of investment and portfolio strategies for the wealth management business and will be assuming the additional responsibilities of her new role
People Moves
03/08/2017
Anne M. Smith is promoted to Senior Managing Director, Senior Portfolio Manager, Private Wealth Management at Peapack-Gladstone Bank
Peapack-Gladstone Financial Corporation is a New Jersey bank holding company with total assets of $3.88 billion as of December 31, 2016.
03/08/2017
RMB Capital Promotes Dimitri P. Eliopoulos to Managing Director of Central Midwest
He began his career as an intern on a team led by Richard M. Burridge, Jr., CFP®, who would go on to found RMB Capital with Paulman in 2005.
03/08/2017
LLC as Senior Vice President of Institutional Sales and Investor Relatio
He managed a sales team responsible for the Northeast and Mid-Atlantic Regions.
03/08/2017
$150M Merrill Lynch Team Jumps to Janney
Last month, two veteran Merrill Lynch advisors producing $1.3 million in annual revenue left for Morgan Stanley.
03/08/2017
Mark B. Sullivan Joins Brookwood Securities Partners, LLC as a Managing Director, Institutional Sales and Investor Relations
He has a proven track record of developing strategic, long-term business relationships and we are excited to welcome him to our firm.
03/08/2017
Kathleen Sifer joins Grant Thornton to lead federal financial regulatory work
She holds a Change Management Advanced Practitioner Certification from Georgetown University McDonough School of Business
03/08/2017
Guggenheim Securities Hires Jon Huerta to Expand Industrials Practice
His presence will have an immediate impact on our industrials franchise.
03/08/2017
Atlas Private Wealth Management Adds Industry Veteran to its Albany, New York Office
She holds an MBA from The College of William and Mary The Mason School of Business.
03/07/2017
Merrill Nabs Morgan Stanley Michigan Star with $8-Mln Production
At Merrill Lynch he will lead The Rowling Group to provide personalized financial advisory services for affluent individuals and families with considerable assets and complex financial needs.
03/07/2017
Another Merrill New York Team Walks, This One to Janney
The move is a succession play for Hochhauser, a 51-year veteran of the brokerage industry who began his career in 1965
03/07/2017
Wells Fargo names new top lawyer following scandal
The bank faces state and federal investigations, including from the Justice Department and the Securities and Exchange Commission.
03/07/2017
Linklaters bolsters global Dispute Resolution offering with senior Department of Justice hire
His appointment is part of Linklaters’ Dispute Resolution division’s strategic priority to further strengthen its U.S. government risk team.
03/07/2017
VersaBank Names Tel Matrundola Executive Head of the VersaBank Innovation Centre of Excellence
Mr. Matrundola served in the Government of Canada as Senior Policy Advisor to the Deputy Prime Minister and Minister of Finance
03/07/2017
CIO Alice Ruth Exits Bloomberg Foundation, Family Office
Willett Advisors’ founding investment chief Alice Ruth has left, and her role taken over by co-CIOs.
03/07/2017
Congressman Ander Crenshaw Joins King & Spalding
He was previously a member of the Florida House of Representatives and later the state Senate, where he was elected president.
03/07/2017
UBS names Velez head of Latin America wealth management
The former Deutsche Bank executive, who joined UBS in 2013, replaces Alexander van Tienhoven, who is leaving UBS for personal reasons.
03/07/2017
Atlas Private Wealth Management Adds Industry Veteran to its Albany, New York Office
Lissa McNaughton brings 31 years of financial planning experience to the firm.
03/07/2017
What in God's Name is Happening at the World's Largest Hedge Fund?
Twenty percent of new hires leave within the first year.
03/06/2017
Crédit Agricole Corporate and Investment Bank appoints Ivan Hrazdira as Global Sponsor of USD Debt Capital Markets
He was most recently Head of Flow Sales in Global Macro Products at Crédit Suisse.