10/20/2013
Morgan Stanley hires two adviser teams managing $678M
The firm will continue to serve clients at a branch in Duncan, Okla.
People Moves
10/20/2013
Goldman Sachs Vice Chairman to Step Down at End of Year
He was named to lead the emerging-markets units as part of Blankfein’s push to be “Goldman Sachs in more places.”
10/18/2013
SAC Trader Lia Forcina Said to Leave Hedge Fund for BlueCrest
Lia Forcina, who managed more than $700 million at SAC Capital Advisors LP, has left the hedge-fund firm for BlueCrest Capital Management LLP
10/16/2013
Wealth Management Veteran Joins Abbot Downing
Abbot Downing, with $35 billion in client assets and a 40-year history serving ultra-high-net-worth clients, is part of Wells Fargo's Wealth, Brokerage and Retirement group
10/16/2013
Moelis hires MD from Morgan Stanley
Clients looking for independent, expert and innovative advice will benefit from Jon’s experience and focus'.
10/16/2013
The PrivateBank boosts private wealth services team
She joins The PrivateBank from Verisight where she was Managing Director.
10/16/2013
Morningstar appoints new Chief Financial Officer
She will Join Morningstar as Chief Financial Officer
10/15/2013
Upwelling Capital Group Hires Robert Rakowski as Principal
He brings more than 20 years of financial industry experience to support Upwelling’s core offerings of legacy portfolio solutions, asset management, and strategy consulting services for institutional alternative investors
10/15/2013
Omgeo Names DTCC’s Michael Bodson as Chairman of the Board
Michael Bodson, President and Chief Executive Officer of The Depository Trust & Clearing Corporation, is joining Omgeo’s Board of Managers as Chairman.
10/15/2013
Baker Tilly Adds New Partner
Baker Tilly Virchow Krause, LLP welcomes Jim Alajbegu as a partner in its international tax practice.
10/14/2013
Oppenheimer continues Investment Banking expansion
At Oppenheimer he will continue to focus his coverage on the pet, specialty food and consumer health sectors.
10/14/2013
State Street boosts Board of Directors
State Street Corporation today announced the appointment of Jose E. Almeida, chairman, president and chief executive officer of Covidien PLC, to its board of directors.
10/13/2013
Investcorp appoints Head of Hedge Funds
Investcorp's New York-based Hedge Fund group announced today that industry veteran, Lionel Erdely, will join the firm as Head of Hedge Funds and Chief Investment Officer.
10/13/2013
Investcorp Nabs Lyxor Exec. To Lead U.S. Hedge Fund Unit
He is charged with leading its strategic direction and overseeing investment decisions on a day-to-day basis
10/13/2013
Aviva Hires Tejas’s Jones for Bond Trading in Chicago
Aviva Plc Investment arm in the U.S. hired Jeff Jones to trade bonds as the unit seeks to boost business with clients betting on high-yield securities.
10/11/2013
Chilton Trust boosts wealth team
Chilton Trust Company, LLC, announced that it has welcomed three senior wealth management professionals to its team
10/09/2013
Wells Fargo Adds Advisors From Merrill, UBS
Wells Fargo has expanded its operations in Utah and North Carolina with two teams with a combined $450 million in assets under management.
10/08/2013
NFP boosts board
He is currently an adjunct professor at the University of Chicago Booth School of Business
10/08/2013
Morningstar research chief to step down
The current head of equity, credit, and structured credit research, will assume Phillips' responsibilities as global head of Research, effective Jan. 1, 2014.
10/08/2013
Fidelity Exec Joins Washington Trust Wealth Management
He will oversee Weston's corporate relationships, assisting companies with developing financial life planning programs for executives.