08/01/2014
The team, known as Rogers Norton Wealth Management Group of Raymond James, joins from UBS Financial Services in Portland, where they managed more than $200 million in client assets and had annual fees and commissions of about $1.9 million.
07/31/2014
LaBerge, who will be based in New York, was previously with Scottish Widows Investment Partnership
07/31/2014
He will be succeeded by Eric Martin, head of internal audit. Frank Roncey, head of retail and corporate risk management, becomes head of risk management, replacing Michel Konczaty, who was appointed deputy COO, the company said.
07/31/2014
Tom Prickett, formerly a senior trader in the Sterling swaps business, took over Ferry’s earlier duties, Marchiony said.
07/31/2014
Former President of Merrill Lynch Global Wealth Management Joins largest international partnership of independent wealth management firms
Newest Focus Board Member Brings More Than Three Decades of Experience from Wall Street Firm
07/31/2014
He is the Senior Executive Vice-President, CIBC and Group Head, Wealth Management. He succeeds Gerry McCaughey, who will retire as of September 15, 2014.
07/30/2014
The chief financial officer for Citigroup Inc's Institutional Clients Group, Jerry Bailey, is retiring and will be replaced by Mark Mason, currently chief executive of the company's private bank, according to a memo sent to employees on Tuesday.
07/30/2014
Recent hires at StanChart look to build on Thomas Kikis' new role in New York after he relocated from Singapore in June
07/30/2014
In addition to his teaching duties – he also instructed at the University of North Carolina at Chapel Hill and the University of Pennsylvania – Flannery is also a Model Validation Council member at the Federal Reserve, a senior adviser at the
07/30/2014
Robert Satterfield joined Morgan Stanley's Washington, D.C., office on Monday from a UBS office nearby where he managed $180 million in client assets and produced $1.6 million in revenue in the last 12 months.
07/30/2014
Leading investment manager appoints Head of Private Client, Trust Bank & Family Office
Leading investment management company hasannounced it has made a substantial move forward in the evolution of its distribution organization with two new hires.
07/30/2014
The San Diego, California-based Washington Wealth Management employs about 50 brokers and staff managing a combined $1 billion in assets.
07/29/2014
Hightower has picked up a team on the West Coast, its 43rd team to join the partnership.
07/29/2014
Bank of America Merrill Lynch has made two new internal hires as co-heads of global equity capital markets, as activity in the sector surges amid strong market conditions and low volatility.
07/29/2014
MB Financial Bank Names Head of Wealth Management
These two leaders will ensure that we will continue to deliver personalized, comprehensive services to the company's many wealth management clients.
07/29/2014
That business sells Goldman-sponsored products to retail clients through large brokerages and registered investment advisers.
07/29/2014
Julie shares an appreciation for our vision, and, with her deep industry expertise, she also has a keen understanding of what’s required to realize it
07/28/2014
He is a great addition to our growing Chicago middle market industrial practice
07/28/2014
Moelis & Co, the newly public investment bank, has hired an ex-managing director at Citigroup to advise its industrials clients amid “strong signs of increased activity” in the sector.
07/27/2014
Alternative investment provider Altegris has named Robert J Murphy as deputy chief investment officer.