Managers of Wealth Americas

BNP Paribas Cuts Eight from U.S. Junk-Bond Trading Team

Cuts Are Said to Include Team Head Kevin Cook

Merrill Lynch adds 3 brokers from Morgan Stanley

On the opposite coast, in Century City, California, broker Richard Zinman joined Merrill Lynch also on Nov. 14 from Morgan Stanley's Beverly Hills office, where he had managed $104 million in assets and produced $1.22 million in fees and revenues.

Stifel hires Merrill manager in California

Joining Van Donge in Santa Barbara are Marie Aardeman, his client service associate at Merrill, and Greg Sain, a broker who is joining him from a nearby Stifel office.

Northern Trust hires 2 for multimanager, consultant relations teams

Armand Yambao was named pension risk strategist on Northern Trust's multimanager solutions team, said spokesman John O'Connell in an e-mail.

Heather Gross joins U.S. Bank Wealth Management

In her new role, Gross provides personalized service and day-to-day management of trusts and estates to individuals and families, corporations and non-profit organizations.

Raymond James Hires Michael Schipper from Morgan Stanley

Raymond James Financial Inc said it hired Michael Schipper from Morgan Stanley to head the firm's employee branch in downtown San Francisco as it expands in the western United States.

Common Sense Investment Management expands team

A key part of Matthew's doctoral research has been accepted for publication next year in the prestigious Journal of the Royal Statistical Society

Alberta Investment Management appoints new CEO

He holds a Bachelor of Accounting degree from Harding University, an MBA from Rice University, and is a Chartered Financial Analyst (CFA) charterholder.

Newedge Bolsters Capital introduction & advisory teams in North America

These appointments, which are effective immediately, emphasize Newedge and parent bank Societe Generale’s goal of expanding its prime brokerage footprint, while offering clients a wider range of services across all asset classes.

Wells Fargo Appoints Elizabeth Duke to Board

During her tenure as a banker, she was also chief executive officer of Bank of Tidewater

Wells Fargo names new head of Southwest region

Wells Fargo & Co. appointed John Sotoodeh as head of the company's Southwest region.

Barclays hires ex-NYSE official to bolster trading after lawsuit

Barclays Plc said on Tuesday it hired a former senior executive at the New York Stock Exchange to help with the bank's electronic trading

Raymond James hires broker from D.A. Davidson

Raymond James & Associates, a branch of Raymond James Financial Inc, said on Tuesday that it had hired a broker away from rival D.A. Davidson, where he had produced $2 million in annual revenue.

Wells Fargo pair joins Wilmington Trust

Todd Winchel and Robert Quinn have joined Wilmington Trust’s global capital market division to lead the insurance collateral solutions business.

Sterne Agee expands midwest depository investment banking

Before joining Sterne Agee, he was with Robert W. Baird & Co. where he also provided investment banking services to Midwestern banks and thrifts.

Lazard Asset Management expands global Multi Asset capabilities

Prior to joining Lazard he was a Managing Director and Co-Head of Global Equity Distribution at Renaissance Capital

Pioneer Investments Names Fixed Income Client Portfolio Manager

He was also responsible for client servicing and representing the firm's fixed income strategies to the marketplace.

State Street Global Advisors Appoints Chief Risk Officer

Saulnier joined State Street in 2008 from Pioneer Investment Management USA

Raymond James Recruits Advisors With $560M in AUM

Advisors managing a combined $560 million in assets have left D.A. Davidson and Morgan Stanley to join Raymond James & Associates.

Barclays Makes Two Senior Hires to Its Wealth and Investment Management Team

“Their appointments underscore our commitment to attracting the very best wealth advisors in order to deliver customized investment solutions that match the financial profiles and risk appetites of our high net worth clients.”

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