Managers of Wealth Americas

Enforcement Co-Director to leave SEC

He helped lead the agency's nationwide enforcement efforts during two of its most productive years in 2012 and 2013 while serving as deputy director and co-director of the Enforcement Division

Legg Mason Appoints Head Of Business Development

Legg Mason, Inc. today announced the appointment of Thomas K. Hoops, an executive with significant leadership experience in the asset management industry, as Executive Vice President and Head of Business Development.

Carlyle Hires Former F.C.C. Chairman for Buyout Group

The former chairman of the Federal Communications Commission has taken a senior role at the Carlyle Group

WTAS Announces New Private Client Services Managing Director

Jennifer Sarajian Stone was promoted to Managing Director in the WTAS Washington, D.C. office.

Accenture Announces Key Leadership Appointments

Accenture has made key appointments to its global leadership team, creating new roles in strategic areas of its business.

Raymond James Welcomes $1.1 Million Team

Raymond James has recruited financial advisors Terry Wiles and Ryan Smith in Cary, N.C.

Annex Wealth Management Makes Two Appointments

Elm Grove, Wis.-based Annex Wealth Management has hired Daniel Brown as an investment officer and Richard Kula as a financial planner and retirement plan specialist.

LaSalle Hotel Properties promotes Ian Gaum to CIO

"Ian joined LaSalle Hotel Properties shortly after its IPO and has been instrumental in the execution of our business plan during that entire period, both in asset management and acquisitions.

TD Ameritrade appoints Bharat Masrani to board of directors

Masrani has over 26 years of banking experience

RGA Adds 2 New Members to Board

Over the past few years, we have gradually added several members to our board

Traurig’s Lawrence H. Heller Elected As U.S. Council Representative of STEP

Heller, whose practice is focused on domestic and international Tax, Trusts & Estates and Wealth Management, will serve on the Council for a three-year term commencing in 2014.

BMO Global Asset Management looks to add 3 sales positions in Q1

The firm has a 10-person institutional sales team in the U.S. and is looking to add three more

Millennium Capital Partners isn’t only hiring SAC Capital Advisors veterans

Sadasivan joined Napier Park in 2011 after an India-focused hedge fund he was to manager at Brevan Howard Asset Management failed to materialize. A co-founder of KDA Capital, he worked at The Children's Investment Fund before joining Brevan.

Ex-Goldman Investment Management Head To Lead Cushman

Forst will take over from interim CEO Carlo Barel di Sant'Albano next month. Since leaving Goldman in 2011, he has served as an adviser to private-equity firm Fenway Partners.

Paul Lucek succeeds Mark Rosenberg as CEO of SSARIS

Opalesque Industry Update - SSARIS Advisors, LLC, an affiliate of State Street Global Advisors - the investment management division of State Street Corporation, has appointed Paul Lucek as CEO, effective January 1, 2014.

Christine Johnson Joins AllianceBernstein as Head of Alternatives Product Management

In this newly created role, Johnson will join AllianceBernstein's growing alternatives team and collaborate with senior investment and distribution executives to drive the growth of the firm's alternatives business.

RGA Appoints Two New Members to Board of Directors

RGA's Board of Directors had nine members at the time of the company's most-recent annual meeting on May 15, 2013.

Threshold Group Appoints Year Up Executive Director Lisa Chin to Board of Directors

Threshold Group,is pleased to announce that Lisa Chin will join Threshold's Board of Directors. Chin, currently founding Executive Director of Year Up Puget Sound, is an experienced leader for nonprofit organizations and business groups.

BNY Mellon Expands Wealth Management Team in Key Markets

BNY Mellon is building out its wealth management team in Chicago, Seattle and Palm Beach Gardens, Fla.

Fisher Vet Wells Joins Convergent Wealth Advisors

Wells will help broaden Independence’s presence outside of the firm’s traditional Washington, D.C., New York, and Los Angeles markets.

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