10/29/2014
Wilmington Trust Names Tony Roth as Chief Investment Officer
Wilmington Trust named Anthony Roth as chief investment officer.
People Moves
10/28/2014
Paul Veith Joins Northern Trust to Lead Investment Management Services in the Mid-Atlantic
Veith received his bachelor’s degree in Economics from Georgetown University and his MBA from George Mason University.
10/28/2014
Wells Fargo Private Bank names New Jersey wealth management leader
Wells Fargo Private Bank announced Monday that Amrit Walia will serve as regional managing director for the New Jersey market.
10/28/2014
Stifel Nicolaus Hires Packaging Banker
The firm advised Hennessy Capital Acquisition Corp. on its deal to purchase school-bus manufacturer Blue Bird from Cerberus Capital Management LP’s Traxis Group.
10/28/2014
State Street Strengthens Investment Servicing Leadership Team
State Street Corporation announced today the appointment of Jane Kirkland to senior vice president in its investment servicing business.
10/28/2014
Ex-SEC Chairman to Advise Two Bitcoin Companies
The longest-serving chairman of the Securities and Exchange Commission, is joining the advisory boards of two bitcoin-focused companies.
10/28/2014
Global Head of Investor Relations at BNY Mellon announced
She brings 20 years of investor relations experience across industries
10/28/2014
Hanmi Bank Hires Regional President to Lead Growth in Texas
He received graduate banking education from the University of Pennsylvania's Stonier Graduate School of Banking
10/27/2014
RCS Capital boosts executive team
The New York-based firm's new leaders include former LPL Financial executive Bill Dwyer, who is now CEO of the firm's Realty Capital Securities unit.
10/24/2014
BMO Harris Bank Names New Regional President for Arizona
He will be responsible for overseeing a network of 50 BMO Harris locations, and driving growth to deliver the breadth of BMO Harris' retail banking, small business banking and premier services across the state.
10/24/2014
Hastings grows London and New York offices
Global infrastructure manager Hastings has made three senior appointments in its London and New York offices and has now more than 35% of its staff covering the European and North American markets.
10/24/2014
Oppenheimer Funds boosts New York board
The Board of Trustees/Directors of the Oppenheimer Funds designated New York Board is pleased to announce the recent appointment of industry leader Daniel Vandivort to the Board, effective November 1, 2014.
10/23/2014
Janney Montgomery hires team of advisers from JPMorgan
The four-member team is led by Daniel Carney and Stuart Peterson.
10/23/2014
Discharged Merrill Duo With $2.5B in Client Assets Lands at Stifel
A former Merrill Lynch advisor team said they felt the firm wronged them by terminating them, according to their attorney.
10/23/2014
Snowden Lane adds more former Merrill brokers to its ranks
Their hiring comes roughly three weeks after Snowden Lane recruited four advisers from UBS Wealth Management Americas where they had $400 million in assets under management.
10/23/2014
U.S. Bank names Thanh Nguyen vice president, private banker
Nguyen began her career in the financial services industry in 1998.
10/23/2014
State Street Global Advisors Appoints Chief Portfolio Strategist
She began her career as an investment banking analyst and trader for Credit Suisse First Boston.
10/23/2014
BNY Mellon Appoints new Chief Risk Officer
He joins BNY Mellon from Oliver Wyman Group, where he was senior partner and leader of the North American Public Policy Practice
10/23/2014
BNY Mellon Appoints new Chief Risk Officer
He joins BNY Mellon from Oliver Wyman Group, where he was senior partner and leader of the North American Public Policy Practice
10/22/2014
BofA refugees said to join ex-Knight CEO Joyce for market maker
Bank of America traders who left as the lender dismantled their electronic market-making unit are attempting to recreate the business as an independent firm with former Knight Capital Group chief Tom Joyce.