07/23/2014
He will be responsible for overseeing the Advisor Mastery Program (AMP), which helps new advisors develop the skills and education necessary to become successful financial advisors, as well as managing the training team that supports the program.
07/23/2014
Gamekeeper turned poacher
The appointment, which is effective as of August 18, brings to ISDA an experienced leader in global derivatives policy issues with public and private sector experience.
07/23/2014
Morgan Stanley chief marketing officer leaves after 9 months
She joined Morgan Stanley as part of its transition from an investment bank for mainly institutional clients to one involving thousands of retail investors following its Smith Barney acquisition.
07/23/2014
The Partnership, Inc. today announced David Giunta will join its board of directors, effective immediately.
07/23/2014
Marinus Capital Advisors, an asset manager providing comingled and customised credit solutions for institutional investors, has appointed Anthony DiNota as head of business development, a newly created position.
07/23/2014
Bats Global Markets president leaves
The full executive team will report directly to Mr. Ratterman.
07/22/2014
Northern Trust appoints new Regional Head of Wealth Management in Atlanta
He will oversee the company’s Wealth Management business in Georgia, with the strategic focus of continuing to serve clients and build the business in Georgia and the surrounding states.
07/22/2014
Lazard Asset Management expands US equity team
The addition of a demonstrated small cap growth capability will be a valuable addition to our existing investment platform.
07/22/2014
Gresham Partners appoints chief wealth strategist
She will help lead the firm’s estate, wealth transfer, philanthropic and fiduciary planning activities.
07/22/2014
She has worked for the BNP Paribas Group for over 25 years, and has been in charge of the bank's operations in Thailand since 2008.
07/22/2014
Sean Sullivan Named to Co-Head BMO Capital's U.S. Industrials Investment-Banking Sector
07/22/2014
Deutsche Asset & Wealth Management announced today that it has hired three Regional Vice Presidents to support the growth and coverage of its U.S. exchange-traded products platform in the Midwest and Texas.
07/22/2014
Wilmington Trust Expands Corporate Trust Business with Strategic Hires
Wilmington Trust also provides Wealth Advisory services for affluent clients in every state in the United States and in 35 other countries
07/21/2014
Sovereign wealth and global macro investing expert leaves Permal
He coined the term "sovereign wealth funds" in a paper in 2005 (entitled, "Who holds the wealth of nations?" in the Central Banking Journal) and edited a book on global macro investing last year (see book review below).
07/21/2014
Manulife Asset Management expands institutional sales team
Manulife Asset Management has expanded its institutional sales team with the addition of Nathaniel L. Hennigar as Managing Director covering a segment of the Midwest region.
07/20/2014
He began his financial services career at Oppenheimer & Co. in 2007 and spent time at Merrill Lynch before moving to UBS.
07/20/2014
J.P. Morgan's head of OECD infrastructure equity leaves to start own firm
“Building J.P. Morgan's $10 billion infrastructure platform was gratifying. With the portfolio in great shape and growth resuming, I felt it was an appropriate time to pass the baton,” Mr. Weisdorf said.
07/20/2014
Jefferies LLC hired BNP Paribas SA’s Jon Bass for a senior role in fixed-income sales
07/20/2014
ICE’s Swap Execution Facility Head to Leave in August
President of Intercontinental Exchange Inc. (ICE)’s swap trading service, is leaving the company at the end of August.
07/18/2014
LPL Financial Welcomes IHT Wealth Management to Broker-Dealer and RIA Custodial Platform