Managers of Wealth Americas

Lucia Capital Group appoints new CEO

The Firm currently has over 70 employees and through its subsidiaries and affiliates oversees approximately $2.3 billion of client assets, as well as 16 branch office locations nationwide.

Pioneer Investments appoints head of the U.S.

Pioneer Investments, a leading global asset management firm, today announced that Lisa M. Jones has been named Head of the U.S.

Raymond James Hires Financial Advisors from UBS

The team, known as Rogers Norton Wealth Management Group of Raymond James, joins from UBS Financial Services in Portland, where they managed more than $200 million in client assets and had annual fees and commissions of about $1.9 million.

Deborah LaBerge joins HSBC unit as institutional sales head

LaBerge, who will be based in New York, was previously with Scottish Widows Investment Partnership

BNP Replaces Top Compliance Officer After U.S. Fine

He will be succeeded by Eric Martin, head of internal audit. Frank Roncey, head of retail and corporate risk management, becomes head of risk management, replacing Michel Konczaty, who was appointed deputy COO, the company said.

JPMorgan Names Ferry to Head FX Compliance Team

Tom Prickett, formerly a senior trader in the Sterling swaps business, took over Ferry’s earlier duties, Marchiony said.

Former President of Merrill Lynch Global Wealth Management Joins largest international partnership of independent wealth management firms

Newest Focus Board Member Brings More Than Three Decades of Experience from Wall Street Firm

CIBC names Group Head of Wealth Management as new CEO

He is the Senior Executive Vice-President, CIBC and Group Head, Wealth Management. He succeeds Gerry McCaughey, who will retire as of September 15, 2014.

Citigroup Institutional Clients Group CFO Bailey to retire -memo

The chief financial officer for Citigroup Inc's Institutional Clients Group, Jerry Bailey, is retiring and will be replaced by Mark Mason, currently chief executive of the company's private bank, according to a memo sent to employees on Tuesday.

StanChart hires senior salesmen in New York

Recent hires at StanChart look to build on Thomas Kikis' new role in New York after he relocated from Singapore in June

SEC names former Treasury, Fed adviser Mark Flannery as chief economist

In addition to his teaching duties – he also instructed at the University of North Carolina at Chapel Hill and the University of Pennsylvania – Flannery is also a Model Validation Council member at the Federal Reserve, a senior adviser at the

UBS wealth adviser joins Morgan Stanley in Washington, D.C.

Robert Satterfield joined Morgan Stanley's Washington, D.C., office on Monday from a UBS office nearby where he managed $180 million in client assets and produced $1.6 million in revenue in the last 12 months.

Leading investment manager appoints Head of Private Client, Trust Bank & Family Office

Leading investment management company hasannounced it has made a substantial move forward in the evolution of its distribution organization with two new hires.

Former Morgan Stanley adviser joins Washington Wealth Management

The San Diego, California-based Washington Wealth Management employs about 50 brokers and staff managing a combined $1 billion in assets.

HighTower Adds $400M RIA Team

Hightower has picked up a team on the West Coast, its 43rd team to join the partnership.

BoA Merrill Lynch appoints global equity capital markets heads

Bank of America Merrill Lynch has made two new internal hires as co-heads of global equity capital markets, as activity in the sector surges amid strong market conditions and low volatility.

MB Financial Bank Names Head of Wealth Management

These two leaders will ensure that we will continue to deliver personalized, comprehensive services to the company's many wealth management clients.

Goldman moves executive to new role building ETFs

That business sells Goldman-sponsored products to retail clients through large brokerages and registered investment advisers.

RMB Capital Hires Chief Administrative Officer

Julie shares an appreciation for our vision, and, with her deep industry expertise, she also has a keen understanding of what’s required to realize it

D.A. Davidson & Co. expands investment banking team

He is a great addition to our growing Chicago middle market industrial practice

People Moves