08/30/2011
UBS expands derivatives structuring
UBS expands derivatives structuring
People Moves
08/25/2011
CFTC names New York lawyer to derivatives division
CFTC names New York lawyer to derivatives division
08/24/2011
MetLife taps former Citi/RBC exec to lead global technology
MetLife taps former Citi/RBC exec to lead global technology
08/23/2011
DNB First Wealth recruits seasoned professional
DNB First Wealth recruits seasoned professional
08/19/2011
BofA names executive to oversee bad loan portfolio
It’s one of the toughest jobs in banking.
08/19/2011
CAIA adds to board of directors
The Chartered Alternative Investment Analyst (CAIA) Association, sponsor of the CAIA designation, the benchmark for alternative investment education worldwide, today announced the appointment of Robert De Rito, Head of Financial Risk Management at APG Ass
08/19/2011
HighTower hires a billion dollar Greycourt adviser
HighTower Advisors LLC, a wealth manager expanding nationwide by poaching teams of big-firm brokers, on Thursday said it hired Margaret Towle, a Greycourt & Co adviser overseeing $1 billion in client assets.
08/19/2011
Direxion expands alt inv team with addition of new MD
Direxion expands alt inv team with addition of new MD
08/18/2011
BarCap hires ex-BofA Merrill banker for US prime services
Barclays Capital has hired a former managing director from Bank of America Merrill Lynch's prime brokerage division
08/17/2011
Advisors From Merrill Lynch Join Raymond James
The Brooks team joined Raymond James from Merrill Lynch, where together they managed $114 million in client assets and had production in excess of $600,000.
08/17/2011
Northern Trust announces corporate strategy leadership changes
Northern Trust announces corporate strategy leadership changes
08/16/2011
Lazard recruits MD for financial institutions group
Lazard recruits MD for financial institutions group
08/16/2011
SunTrust taps Executive Vice President of consumer banking & private wealth management
SunTrust taps Executive Vice President of consumer banking & private wealth management
08/16/2011
Baird adds 5 Morgan Stanley advisors in Salt Lake City
Baird has hired five ex-Morgan Stanley Smith Barney advisors with more than $250 million in client assets to join a new branch office in Salt Lake City, the broker-dealer said Monday.
08/16/2011
MetLife names chief HR officer
He will report to President and Chief Executive Officer Steven A. Kandarian and become a member of MetLife's executive group.
08/16/2011
Advisor Partners taps Charles Schwab exec as new president
In this role, Mr. Kern will oversee investment management, sales and client service, as well as the development and implementation of investment strategies that allow advisors and institutions to focus on relationship building and business development.
08/16/2011
Wells Fargo amps hiring as founder retreats
Wells Fargo & Co. (WFC), taking advantage of a decision by Citadel LLC’s billionaire founder Ken Griffin to disband his securities business, hired former investment- banking co-chief Brian Maier and about two dozen others.
08/10/2011
Duncan-Williams adds to private client group
Duncan-Williams adds to private client group
08/10/2011
TD Wealth taps new private banking VP
Prior to joining TD Wealth, he served in wealth management at SunTrust
08/10/2011
Lazard Middle Market hires MD to head financial institutions group
Lazard Middle Market hires MD to head financial institutions group