08/27/2012
Knight Capital has selected three new directors, including the chief executive of TD Ameritrade, three weeks after Knight received a $400m injection from outside investors, according to people familiar with the matter.
08/27/2012
He will co-Chair BBH’s Asset Allocation Committee with Chief Investment Strategist, Scott Clemons, and will report directly to Charlie Izard, Partner responsible for Wealth Management. He will be based in BBH’s New York office.
08/27/2012
He is considering positions at several hedge funds, said one of the people, who asked not to be identified because the information hasn’t been made public.
08/26/2012
Old North State Wealth Management recently announced the firm’s director of estate planning and senior wealth manager.
08/26/2012
Florida based Multi-Family Wealth Office expands team
Her experience and customer service focus will enhance the concierge level of financial affairs coordination currently delivered by Legacy Family Office and its principal Tamara Surratt.
08/23/2012
It's the latest corporate governance shake-up at a bank that foundered during the financial crisis and in 2009 overhauled its board under government pressure.
08/23/2012
He holds a bachelor of arts in social ecology from the University of California, Irvine.
08/23/2012
Names John Keegan to Lead Region; Bruce Beaumont as Investment Advisor
08/23/2012
The teams, both New Jersey-based, joined Ameriprise's franchise group, which caters to independent advisers who also function as business owners.
08/23/2012
Gary succeeds Nick P. Calamos, President of Investments and Co-Chief Investment Officer, who has decided to step back from the day-to-day business of the firm to pursue personal interests. He will continue to serve as a member of the Calamos Board of Dire
08/23/2012
As head of North American Institutional Distribution, Ms. Fitzgerald will be responsible for U.S. and Canadian sales and global consultant relations.
08/23/2012
Kristi Mitchen, who has been sharing the role with Fitzgerald, will now take sole responsibility for the group.
08/22/2012
Some bankers left Lehman at the time of the acquisition, such as Alexis de Rosnay who joined Lazard Ltd. and is now with Bank of America Merrill Lynch, the global banking and markets business of Bank of America Corp. Others left when Nomura’s guaran
08/22/2012
As investment managers face an increasingly complex world with new regulatory requirements and an urgency to streamline business processes and increase transparency, KPMG, the audit, tax and advisory firm, has announced thursday that it is continuing its
08/21/2012
The City of Gold is even seeing some untapped growth, says Shane Phillips, Dubai-based executive search consultant with Stanton Chase International whose clients include financial services firms throughout the Middle East.
08/21/2012
The Zurich-based firm has said it will reduce the fixed-income trading business, which will be less profitable under stricter capital rules.
08/21/2012
Grafstein, who was co-head of M&A at Rothschild until recently, will serve as co-head of Americas M&A at UBS along with Marc-Anthony Hourihan, according to a copy of the memo that was reviewed by Reuters.
08/21/2012
Brown also spent time as the Director of Sales at Panagora Asset Management in Boston, and notably, he also spent 11 years with Fidelity Investments in both San Francisco and Boston.
08/21/2012
Joining PwC's Forensic Services practice as partner is Kristofer Swanson.
08/21/2012
The new hires, who joined the firm in late July and early August, came from UBS Wealth Management Americas, Bank of America's Merrill Lynch, Wells Fargo Advisors and LPL Financial.