07/22/2012

Frontier Wealth Management Expands Offices

Frontier Insurance Strategies (FIS) takes a client-directed approach centered on the idea of partnership to provide personalized insurance solutions for each of its clients

07/19/2012

Citadel hires DE Shaw marketer

Prior to DE Shaw, Rustum spent 12 years at Goldman Sachs where he was a managing director and head of US convertible sales.

07/19/2012

M&I names new MD of Wealth Management

He s responsible for the management and direction of the team in the areas of private banking, investment management, financial advisors, personal trust and estate settlement services.

07/18/2012

Former Morgan Stanley employee heads to Cantor Fitzgerald

Based in Hong Kong, Chatterjee is responsible for leading the cash equity sales team and expanding the firm's equities trading business in Japan. He reports to Jarred Kessler, global head of equities for Cantor Fitzgerald.

07/18/2012

London Hedge Fund Hires Former BofA Exec

Zander was once the global co-head of loan and distressed debt at Bank of America before leaving for London-based investment firm Haymarket Financial in 2009.

07/17/2012

HSBC boss quits amid money laundering scandal

David Bagley, who has been HSBC head of group compliance since 2002, stepped down before the Homeland Security and Governmental Affairs subcommittee after its findings were published.

07/17/2012

Beverly Hills Wealth adds veteran adviser in California

Fass, most recently a senior vice president and branch manager at Baird, had also previously been a district sales manager at Morgan Stanley, where he oversaw roughly 370 advisers. Prior to that, he was at Wachovia Securities.