07/01/2024
Citadel caught a new chief compliance officer, from Millennium
Nathan Perrone, who's been working in equities compliance at Millennium, has availed himself of one.
People Moves
07/01/2024
Advanced Bionics Announces New President and Management Board Member
Alistair Simpson Joins Sonova as Group Vice President for Cochlear Implants and President of Advanced Bionics Following the Retirement of Vicky Carr-Brendel.
06/28/2024
Savvy Advisors Continues Recruiting Push with Addition of Four New Wealth Managers
Growing team of advisors have access to Savvy Wealth’s proprietary technology designed to enhance the client-advisor relationship and improve advisor productivity
06/28/2024
PineBridge Investments Appoints Shannan Simmons as Head of Business Development, Americas
Effective 17 June, Shannan Simmons has been appointed Head of Business Development, Americas, alongside her current position as Global Head of Consultant Relations.
06/28/2024
Steven Goulart Appointed as DWS USA Corporation Board Chairman
At MetLife, he oversaw approximately $600 billion in assets under management worldwide.
06/28/2024
True North Advisors Hires Melissa Lucas and Susan Rowinski to Elevate Expanding Family Wealth Offering
Melissa sits on the Investment Committee and will be a key thought leader as True North further expands its service offerings.
06/27/2024
JanOne Appoints its Chief Revenue Officer and President of its Fintech Subsidiary, ALT5 Sigma
Vay's expertise will be invaluable as we educate our end-users on the breadth of the ALT5 portfolio.
06/27/2024
$1.3B Las Vegas Team Departs Morgan Stanley for Raymond James
The seven advisors making up the team are joining Raymond James’ employee advisor channel.
06/26/2024
Two Wealth Management Veterans Join Fiduciary Trust International in Atlanta, Continuing to Build Local Team
Industry Veterans Join Firm from Bank of America Private Bank, Attracted to Fiduciary Trust International’s Nearly 100-Year History Serving High-Net-Worth Clients, and Southeast Growth Strategy
06/26/2024
BBH Grows its Infomediary® Data Solutions Team with Hires in Boston and London
BBH is pleased to announce it has grown its Infomediary® Data Solutions team in the U.S. and Europe to support its continued investment in data solutions.
06/26/2024
Two Wealth Management Veterans Join Fiduciary Trust International in Atlanta, Continuing to Build Local Team
Industry Veterans Join Firm from Bank of America Private Bank, Attracted to Fiduciary Trust International’s Nearly 100-Year History Serving High-Net-Worth Clients, and Southeast Growth Strategy
06/26/2024
RS Will Wealth Management Welcomes Eric. M. Johnson, Financial Advisor
Eric brings over 12 years of industry experience to the team.
06/25/2024
SCS Financial Appoints Lane MacDonald as Chief Investment Officer
Additionally, he will oversee a team of roughly 20 investment professionals across asset classes.
06/25/2024
UBS appoints Ryann Kilgore to lead Greater New England Market
Ryann brings nearly 20 years of wealth management experience to the role.
06/25/2024
Golden State Wealth Management proudly welcomes Ben Schulte, Founder of Omega Wealth Management, to its community of advisors
Ben, a seasoned wealth manager, is committed to providing tailored services to all clients.
06/24/2024
NewEdge Wealth Welcomes Brian Nick to Investment Management Team
Experienced manager joins from The Macro Institute with experience at TIAA/Nuveen, UBS Wealth Management and New York Federal Reserve Bank
06/24/2024
Fidelis Capital Welcomes Douglas Rothermich as Partner and Wealth Strategist
Rothermich oversaw all high-net-worth planning for TIAA and directly advised clients holding over $1 billion in assets; he brings three decades of experience serving ultra-high-net-worth clients and institutions to Fidelis Capital.
06/21/2024
Veteran Wealth Management Executive Jeff Markham Joins Stifel to Bolster Growth and Expansion
He will be based in Dallas, Texas.
06/21/2024
US tech unicorn Sigma hires first general counsel from San Francisco boutique
Ali Harmer moves back in house after four-and-a-half-year stint at Coda Law Group
06/20/2024
Reynolds Asset Management appoints SVP to manage acquisitions
His experience has allowed him to help source, underwrite, negotiate and close on approximately $80 million of deal capitalization for the firm, and assist with some asset management needs.