10/05/2023
UBS hires Private Wealth Advisors in Philadelphia
One team is led by Private Wealth Advisor Charles Lynch and the other team is led by Private Wealth Advisors Elijah Dornstreich and Ryan DePaul.
People Moves
10/05/2023
PGIM Investments hires Merill Lynch veteran as global head of alternative investments
Dominick Carlino joins
10/05/2023
MUFG Expands Growth and Middle-Market Technology Banking Team
Gauthier, Fleck and Schlager will join a team of more than 35 bankers, led by Bob Blee, head of growth and middle-market technology banking for the Americas at MUFG, said.
10/05/2023
PGIM appoints Dominick Carlino of Merrill Lynch
Carlino will become the firm’s global head of alternative investments
10/05/2023
Bolton recruits $200m Morgan Stanley int’l advisor duo
The pair are the fifth team to join the independent wealth firm from Morgan Stanley so far this year.
10/04/2023
Goldman Sachs executive Chris Kojima to leave, memo says
Kojima, who will leave at the end of this year, served as the co-head of Goldman's client solutions group, which handles sales and client service for pensions and institutions.
10/04/2023
What's driving expat bankers to leave Paris - and locals to stay
Also in the French city – although not leaving it – is Rafaele De Vitis.
10/04/2023
Monzo hires new CEO for US expansion reboot
When it comes to neobanking, cracking America isn’t easy but Monzo’s committing to the long-term opportunity with the hire of its third US CEO
10/04/2023
Two Ocean Trust Appoints Former Wyoming Banking Commissioner Albert Forkner as Chief Risk and Compliance Officer
For more than 20 years, Forkner held oversight and regulatory positions at the Wyoming Division of Banking.
10/04/2023
Cary Stamp & Co. Appoints Highly Respected Wealth Management Executive Michael Reed in New Role of Chief Strategic Officer and Chief of Staff
The appointment reflects Cary Stamp’s focus on purposeful growth through acquisitions and enhancement of its operational platform.
10/04/2023
Atlanta-Based $1B+ Team Joins LPL From Fifth Third
The trio of advisors is joining the IBD via its employee advisor channel to launch PB FAM Private Wealth.
10/03/2023
Sanctuary Wealth Taps Former Morgan Stanley Executive Chris Shaw to Lead East Coast Recruiting Efforts and Support of Partner Firms
Shaw's Addition to Management Team Further Underscores Sanctuary's Appeal to High-Performing Breakaway Advisors Across Entire Wirehouse Channel
10/03/2023
Two Ocean Trust Appoints Former Wyoming Banking Commissioner Albert Forkner as Chief Risk and Compliance Officer
Key hire further enhances Two Ocean's generational wealth management capabilities including its industry-leading digital asset and private trust company offerings
10/02/2023
Best Financial Strategies Group Joins Janney in Goldsboro, North Carolina
The team was previously associated with Wells Fargo Advisors.
10/02/2023
CEO’s Sudden Departure Exposes Laurentian Bank Turmoil
Llewellyn was first woman to lead a major bank in Canada
09/29/2023
AIG welcomes Patricia Walsh
Mr Zaffino said as chairman of the Corebridge Financial board of directors, he has worked closely with Ms Walsh.
09/29/2023
RBC Investor Services appoints Claire Johnson CEO
She began her career in financial services as an accountant at PwC.
09/28/2023
J.P. Morgan Picks Up $2B Advisor Team From Citi
Adding a team with $2 billion in client assets supports this push at the expense of Citi, which also wants to improve the business it does with wealthy investors.
09/28/2023
Oppenheimer hires Rupert Sadler as managing director, software investment banking
Recruitment of Global Technology Investment Banking Veteran Reflects Oppenheimer's Commitment to Building Out Software Investment Banking Franchise
09/28/2023
Commonwealth Welcomes Wealth Management Industry Veteran Noreen Beaman to Its Advisory Board
Industry leaders alongside Noreen Beaman advise firm on strategic plans and future growth.