10/04/2023
Atlanta-Based $1B+ Team Joins LPL From Fifth Third
The trio of advisors is joining the IBD via its employee advisor channel to launch PB FAM Private Wealth.
People Moves
10/03/2023
Sanctuary Wealth Taps Former Morgan Stanley Executive Chris Shaw to Lead East Coast Recruiting Efforts and Support of Partner Firms
Shaw's Addition to Management Team Further Underscores Sanctuary's Appeal to High-Performing Breakaway Advisors Across Entire Wirehouse Channel
10/03/2023
Two Ocean Trust Appoints Former Wyoming Banking Commissioner Albert Forkner as Chief Risk and Compliance Officer
Key hire further enhances Two Ocean's generational wealth management capabilities including its industry-leading digital asset and private trust company offerings
10/02/2023
Best Financial Strategies Group Joins Janney in Goldsboro, North Carolina
The team was previously associated with Wells Fargo Advisors.
10/02/2023
CEO’s Sudden Departure Exposes Laurentian Bank Turmoil
Llewellyn was first woman to lead a major bank in Canada
09/29/2023
AIG welcomes Patricia Walsh
Mr Zaffino said as chairman of the Corebridge Financial board of directors, he has worked closely with Ms Walsh.
09/29/2023
RBC Investor Services appoints Claire Johnson CEO
She began her career in financial services as an accountant at PwC.
09/28/2023
J.P. Morgan Picks Up $2B Advisor Team From Citi
Adding a team with $2 billion in client assets supports this push at the expense of Citi, which also wants to improve the business it does with wealthy investors.
09/28/2023
Oppenheimer hires Rupert Sadler as managing director, software investment banking
Recruitment of Global Technology Investment Banking Veteran Reflects Oppenheimer's Commitment to Building Out Software Investment Banking Franchise
09/28/2023
Commonwealth Welcomes Wealth Management Industry Veteran Noreen Beaman to Its Advisory Board
Industry leaders alongside Noreen Beaman advise firm on strategic plans and future growth.
09/28/2023
Wealth.com Adds Strategic Advisor to Elevate Estate Planning Solutions
With a unique understanding of the wealth management industry, Hamburger is also set to play an active role in educating advisors on the advantages of tech-enabled estate planning.
09/27/2023
William Blair Continues Private Capital Advisory Expansion, Augments Leadership in Its Fund Placement and Advisory Practice
The addition of Wallace and Williams bolsters the firm’s fundraising capabilities, providing financial sponsors with a fully integrated, comprehensive Private Capital Advisory practice.
09/27/2023
Dalio Family Office Appoints Mark Baumgartner as Chief Investment Officer
Mark most recently was CIO of Carnegie Corporation of New York since 2020 and prior to that, was CIO at the Institute for Advanced Study in Princeton, New Jersey.
09/27/2023
Gresham Partners Promotes Allison Lurie to Partner
In her current role as Director of Operations, she is responsible for developing, enhancing, and implementing solutions for all client service operational activities.
09/26/2023
LPL Financial Welcomes Wealth Management and Legacy Planning Group
The team reported having served approximately $260 million in advisory, brokerage and retirement plan assets*, and joins LPL from Corebridge Financial, formerly Valic, part of AIG.
09/26/2023
BGL Welcomes Peter Finn as Managing Director in Industrial Technology
Prior to joining BGL, Peter was a Managing Director at TD Cowen
09/26/2023
Forum Asset Management Launches Initiative in International Institutional Markets And Hires Andrew J. Kavouras to Spearhead Growth
Andrew is a proven asset management leader with global experience in both alternative and traditional investments as well as sustainability investing/ESG implementation
09/22/2023
J.P. Morgan Private Bank Welcomes $2BN Advisor Team to its Seattle Business
The addition of Goh, Harding and Valcarcel to the Private Bank's Seattle market underscores the extensive growth the business has achieved over the past five years, having doubled its business in terms of assets managed.
09/22/2023
UBS hires five-person advisor team in Greenwich, CT
They join the UBS Soundview Wealth Management Market, led by Mara Glassel, and will be based in the firm’s Greenwich, CT office, managed by Erin McDonald.
09/22/2023
Boost announces new captive executive
He was senior principal actuary at Symantec’s Cyber Insurance Group from January 2016 to December 2017, again in the San Francisco Bay Area.