09/18/2023
Broadridge Appoints Vice Chairman of Global Technology and Operations Business
Simpson brings over three decades of financial services experience to support the growth of Broadridge’s capital markets and wealth management business
People Moves
09/18/2023
Goldman names head of wealth investment solutions for asset management
The unit Vora will head caters to affluent clients who fall under the ultra-high net worth and high-net worth categories, with personalized investment portfolios across both stocks and bonds.
09/18/2023
Former Richardson Wealth co-founder takes new role at US firm
Andrew Marsh will drive expansion of tech-focused firm aimed at wealthy clients of RIA firms
09/18/2023
CalPERS Chief Investment Officer Nicole Musicco Will Step Down at the End of September
Musicco said the decision to leave CalPERS will allow her to attend to the immediate needs of family in her native home of Toronto, Canada.
09/15/2023
Goldman Sachs’ Adam Siegler to Lead Firmwide RIA Strategy
Street firm says it’s doubling down on serving registered investment advisors.
09/15/2023
AXA XL fills new global cyber role
Benet said: “Cybersecurity continues to be a top risk management concern for clients across AXA.
09/15/2023
AXIS taps The Hartford for distribution head
“As we pursue our ambition at AXIS of achieving specialty leadership, a top priority is to even further deepen and grow our retail broker relationships in the US, Canada, and Bermuda markets,” said Ashby.
09/14/2023
JP Morgan AM’s Clare Hart to retire
Hart is a manager on the firm’s Equity Income, Focused Equity Income, US Value and Active Value strategies
09/14/2023
Northern Trust Appoints Senior Managing Director of Wealth Advisory Team and Ultra High Net Worth Practice Lead for East Region
In his role as a Senior Managing Director, Donovan will lead one of Northern Trust's wealth advisory teams in the Northeast Region
09/14/2023
Abrdn hires new head of institutional and global solutions from US giant
The Edinburgh-based asset manager appoints Tom Frost to lead its solutions teams.
09/14/2023
Brings deep experience across public and private sectors
He was most recently a managing director for cybersecurity at FTI Consulting, providing strategic counsel and crisis response communications for corporate clients.
09/13/2023
Hamilton Lane Announces CEO Succession, Further Leadership Evolution
They succeed Mario Giannini, who, after 22 years as Hamilton Lane’s CEO, will join Hartley Rogers as Executive Co-Chairman. Rogers has served as Chairman of the Board since 2005.
09/13/2023
Sompo taps Co-Operative Group and QBE for key North American appointments
We are thrilled to welcome Apundeep and Denise to the North America reinsurance leadership team
09/13/2023
Barclays Appoints Sterling Auty as Vice Chairman within Technology Investment Banking
Barclays appoints Sterling Auty as Vice Chairman focused on the Software sector in the Technology Investment Banking Group
09/13/2023
Tampa wealth management firm lures Bank of America executive
Gunster will head Fidelis Capital's fixed-income strategies department.
09/13/2023
Mosaic ramps up Canadian underwriting team
Fraser is joined in the Toronto hub by a team of four fellow specialists all of whom are vice presidents and underwriters for their respective lines
09/12/2023
Goldman Sachs asset and wealth management executive to retire, as others join firm
Goldman Sachs Asset Management has also named Aurin Bhattacharjee and Jamison Hill as managing directors in sustainable investing.
09/12/2023
Graham Joins SWBC Investment Company as Senior Vice President - Wealth Management
He will ensure the team provides comprehensive solutions, holistic financial planning, and personalized investment portfolios through a client-centric approach, regular communication, and smart risk management strategies.
09/12/2023
Homrich Berg Founder Stepping Down as CEO
President Thomas Carroll will take over the role from Andy Berg on Jan. 1.
09/12/2023
TSG Wealth Management Expands To Sacramento, Welcoming Ken Peters and Team
Additionally, the Sacramento office is delighted to add one of TSG’s dynamic Managing Directors, Norma Andrade Casanova, rounding out this powerful team of financial professionals.