11/15/2023
Nitrogen Appoints SaaS Veteran Zitting as CEO, Doubling Down on Plans to Help Wealth Management Firms Grow
Aaron Klein passes the CEO baton after 12 years leading the firm; will continue as board member and strategic advisor
People Moves
11/14/2023
Bradesco Private Bank appoints Miami head of int’l sales
Mauricio Farias will lead and coordinate the Brazilian private bank’s commercial strategy, efforts and teams in both Miami and Luxembourg.
11/14/2023
Carta starts third round of layoffs in 2023
San Fransisco-based Carta has previously made layoffs in January and July of 2023.
11/14/2023
Cetera Wealth Management introduces a new adviser
An established adviser joins Evershore Financial Group, part of Cetera, after leaving LPL Financial.
11/14/2023
Wealth Solutions Report Welcomes Brian Hamburger, Founder of MarketCounsel, To Editorial Advisory Board
Hamburger is the founder, president and CEO of MarketCounsel Consulting and founder and chief counsel of the Hamburger Law Firm
11/14/2023
Adjusted for Risk: Uncovering the Expectations of Millennial Investors
Van Leeuwen & Company's Jeff Mattonelli discusses ways to connect with the generation that relies on non-traditional sources to get their investment ideas and data.
11/14/2023
William Sauers joins Cetera Advisor Networks
Experienced advisor moves from LPL Financial to join Evershore Financial Group
11/13/2023
Snowden Lane Exceeds $1B in Recruited Assets in 2023
Jones left Merrill on Friday, after a decade at the wirehouse.
11/13/2023
BTIG Expands SPAC Capital Markets Coverage with Edward Kovary Jr.
Mr. Kovary will help lead the firm’s SPAC advisory services
11/13/2023
CACI Names Senior Vice President of Corporate Strategy and Development
Tanya is a recognized expert in defense technology acquisition.
11/13/2023
Catherine O’Malley Kearney To Lead Key Private Bank
Jeff Douglas To Lead KeyBank Institutional Advisors
11/10/2023
Cambridge Hires Former LPL Exec to Boost Acquisitions
Dee Morgan will take a more proactive approach to acquisitions of both broker/dealers and RIAs, whether that's through minority, majority or 100% stakes.
11/10/2023
Jason Birnbaum appointed President of the Private Bank at Flagstar Bank, N.A.
Eric Howell to transition to a Non-Executive Advisory Role
11/10/2023
Goldman Sachs' new MDs include this cluster of technologists
The final new Texas MD is Abhishek Rai, who has spent eight years at Goldman working in global investment research technology.
11/10/2023
Variant Investments Names Chief Operating Officer
Combs joined Portland, Oregon-based Variant on Oct. 30
11/09/2023
RBC Wealth Management promotes two RBC veterans to leadership roles
Courtney Duphorne will lead the Texas North Complex and Bill Boehm will lead the Minneapolis Complex
11/08/2023
Michelle Bryer Appointed SVP, Chief Operations Officer
Prior to joining Combined in 2021, Bryer led several claims operations while at Unum Insurance Company for more than 20 years
11/07/2023
JPM Private Bank nabs senior advisor from Miami multi-family office
Henry Certain Dangond has joined the US firm from Alti Tiedmann in Miami as a private banker covering Latin America.
11/07/2023
Swiss private bank boosts LatAm biz with new Uruguay boss
Gerardo Palacios has joined the independent private bank Bordier & Cie where he will lead the Swiss group's two Uruguayan offices.
11/07/2023
Global families urged to watch out for local risks
The safest diversification strategies must include business assets, revenue streams and currencies, say wealth managers