02/07/2023
Former Rogers CEO Joe Natale joins board of Sun Life Financial
Mr. Natale stepped in as Telus’s CEO in 2014, and led the company as it made key investments in its health care division, Telus Health.
People Moves
02/07/2023
J.P. Morgan Advisors Woos $2-Mln Merrill Team in Boston
They report to Rick Penafiel, regional director for Boston, Miami and Palm Beach and mark at least the second Merrill team to join J.P. Morgan Advisors in as many months.
02/07/2023
Capstone Partners Aggressively Expands Debt Advisory Group
Addition of Two Senior Managing Directors and a Bolstered Execution Team Broadens Debt Capital Advisory Capabilities
02/06/2023
Focused Wealth Management’s Anthony DiCapua joins the Board of Directors for SUNY Orange Foundation & Alumni Engagement
This esteemed position will allow DiCapua to bring his extensive experience in finance and investments to the Foundation, which supports the educational mission of SUNY Orange.
02/06/2023
Diebold Nixdorf Announces Octavio Marquez Elected Chairman
The Company disclaims any intention or obligation to update publicly or revise such statements, whether because of new information, future events or otherwise.
02/06/2023
Bank of Nova Scotia expands its U.S. credit business
The move into CLOs is part of a larger U.S. investment banking expansion strategy.
02/03/2023
Sanctuary Wealth Embarks on Next Stage of Growth with Appointment of Adam Malamed As Chief Executive Officer
He served a pivotal role in building the enterprise to encompass 4,500 financial advisors, approximately $200 billion in client assets and an enterprise value of $1.3 billion.
02/03/2023
Vantage appoints new marketing head
Previously, he held leadership roles at Validus Holdings and AXA XL.
02/03/2023
Vantage appoints new marketing head
Previously, he held leadership roles at Validus Holdings and AXA XL.
02/03/2023
Sanctuary Wealth Replaces Jim Dickson As CEO With Adam Malamed
Most partner firms are hybrid advisors who retain their securities licenses.
02/03/2023
Cadre Appoints CIO and COO to Promote Continued Growth & Innovation
Dan Rosenbloom and Javier Benson-Glanz are Elevated to Chief Executive Roles Following Momentous Year for Commercial Real Estate Investment Firm
02/03/2023
StepStone Group Announces 2023 Partner and Managing Director Promotions
This group of individuals has demonstrated exceptional talent, dedication to client service, and expertise in their respective domains.
02/02/2023
Patrick Lee takes over as Axa XL Canada CFO
Before joining the company, Mr Lee served in several assurance roles at PwC Bermuda, spending nearly six years at the financial services firm on the island before departing in mid-2018.
02/01/2023
PNC Private Bank Hawthorn's Institute for Family Success brings in new Leadership, added Expertise
She will provide additional value to PNC Private Bank Hawthorn clients by emphasizing a holistic approach to issues surrounding family dynamics, communication, governance, education, conflict resolution and coaching.
02/01/2023
IQ-EQ appoints Head of Risk and Compliance for Continental Europe
He has extensive experience of promoting and supporting strategic change, advising board directors, and leading successful teams from his previous roles
01/31/2023
Insigneo Appoints Homar Mauras to Market Head for the Andean Region, Central America and the Caribbean
Throughout his successful 25-plus year career at CIFS in Puerto Rico, he worked in a variety of leadership positions including Regional Sales Principal, Regional Sales Manager, and Head Trader.
01/31/2023
Michael Torretta joins FIA Tech as head of strategic alliances
He also represented JP Morgan on the Board of Directors for FIA Tech and as the co-chair of the FIA Tech Product Advisory Committee.
01/31/2023
Lincoln Financial Network welcomes David Layo to national network of independent advisors
Layo, who has managed approximately $125 million in client assets over his career, gains the wealth management expertise, resources and strength of Lincoln in support of his client service
01/31/2023
Steward Partners Welcomes H.L. Wiginton as First Team on Pershing Platform and First in Alabama
The team at H.L. Wiginton also includes Tom Ferrell, CFP®, Vice President and Financial Advisor, Luke Ferrell, Financial Advisor, and Kristi Alexander, Office Manager and Sales Assistant.
01/31/2023
City National Bank Promotes David Cameron to Executive Vice President of Personal & Business Banking
Cameron Succeeds Scott Witter, Who Is Retiring After 15 Years of Service