02/10/2023
Vesttoo Appoints Capital Markets Executive as Head of North American Capital Markets
Mr. Rose will be responsible for leading the US-based Capital Markets team
People Moves
02/10/2023
Billionaire Michael Spencer Taps Ex-AIG Boss to Run His Fortune
The NEX founder hired Ion Bogdaneris as CEO for his family office.
02/09/2023
Invesco CEO Marty Flanagan to retire after 18 years
His successor is named as Andrew Schlossberg, who was previously senior managing director, head of Emea
02/09/2023
Apple hires its first people officer in executive reshuffle
Apple is naming Carol Surface to the new role, CEO Tim Cook said in a memo to employees
02/09/2023
Mesirow Wealth Management Hires Andrew Mutlu as Part of Ongoing Growth Strategy
He has seven years of experience in the financial services industry.
02/09/2023
Alan Moore to Step Down as AdvicePay CEO
Once the company finds a new chief executive, Moore will become executive chairman of the board.
02/08/2023
Tennessee announces new captive insurance section director
In 2022, he left the Utah Insurance Department to start a business in contract insurance examinations and captive insurance consulting.
02/07/2023
Sanctuary Wealth Partner Firm G Squared Private Wealth Adds Advisor Brandi Cooper to Team
Senior Wealth Advisor joining from Morgan Stanley takes a high-touch approach to wealth management that meshes seamlessly with firm's culture
02/07/2023
Joe Duran to Leave Goldman Sachs
Dave Dase, head of franchise relationships, will take over for Duran, who will still work with the firm on a new coordinated effort to bring Goldman’s capabilities across divisions to the RIA community.
02/07/2023
Harvey Schwartz Named CEO of Carlyle and Member of the Board
Mr. Schwartz is the former President and Co-Chief Operating Officer of The Goldman Sachs Group
02/07/2023
Former Rogers CEO Joe Natale joins board of Sun Life Financial
Mr. Natale stepped in as Telus’s CEO in 2014, and led the company as it made key investments in its health care division, Telus Health.
02/07/2023
J.P. Morgan Advisors Woos $2-Mln Merrill Team in Boston
They report to Rick Penafiel, regional director for Boston, Miami and Palm Beach and mark at least the second Merrill team to join J.P. Morgan Advisors in as many months.
02/07/2023
Capstone Partners Aggressively Expands Debt Advisory Group
Addition of Two Senior Managing Directors and a Bolstered Execution Team Broadens Debt Capital Advisory Capabilities
02/06/2023
Focused Wealth Management’s Anthony DiCapua joins the Board of Directors for SUNY Orange Foundation & Alumni Engagement
This esteemed position will allow DiCapua to bring his extensive experience in finance and investments to the Foundation, which supports the educational mission of SUNY Orange.
02/06/2023
Diebold Nixdorf Announces Octavio Marquez Elected Chairman
The Company disclaims any intention or obligation to update publicly or revise such statements, whether because of new information, future events or otherwise.
02/06/2023
Bank of Nova Scotia expands its U.S. credit business
The move into CLOs is part of a larger U.S. investment banking expansion strategy.
02/03/2023
Sanctuary Wealth Embarks on Next Stage of Growth with Appointment of Adam Malamed As Chief Executive Officer
He served a pivotal role in building the enterprise to encompass 4,500 financial advisors, approximately $200 billion in client assets and an enterprise value of $1.3 billion.
02/03/2023
Vantage appoints new marketing head
Previously, he held leadership roles at Validus Holdings and AXA XL.
02/03/2023
Vantage appoints new marketing head
Previously, he held leadership roles at Validus Holdings and AXA XL.
02/03/2023
Sanctuary Wealth Replaces Jim Dickson As CEO With Adam Malamed
Most partner firms are hybrid advisors who retain their securities licenses.