06/13/2018
Global law firm Greenberg Traurig, LLP had two winners and was a finalist for 21 other honors at the Euromoney Legal Media Group’s annual “Americans Women in Business Law Awards’ ceremony.
06/13/2018
SEC orders company to pay up for misleading customers
06/13/2018
Just in time for the World Cup, a new tell-all traces the criminal underbelly of “the beautiful game.”
06/13/2018
“The arbitrators exceeded their authority under the promissory notes and breached the FINRA rules of procedure … when the panel was composed,” according to the petition.
06/13/2018
The addition gives us full service legal capabilities,” remarked Global Chairman and Andersen Tax LLC CEO, Mark Vorsatz.
06/12/2018
With this move, Wells Fargo joins a wave of financial institutions banning the purchase of cryptocurrency with their credit cards.
06/12/2018
Those benefits include more efficient, actively managed mutual funds for investors without having to meet minimum investment requirements or needing to link accounts to reach certain thresholds.
06/10/2018
“Big legislation will be signed by me shortly,” Trump tweeted.
06/08/2018
Wells Fargo said it would assist the employees in finding open positions within the company as well as provide outplacement services.
06/08/2018
“We’ve got guys with bags of cash headed for the border” because of unregulated crypto offerings, says SEC Chairman Jay Clayton. “I’m protecting the integrity of the market.”
06/07/2018
The three-person arbitration panel declined Collins’ request for a more expansive explanation of their decision, which disputants can request for an extra fee.
06/06/2018
Fifth Third Bank launches digital advice platform
The platform offers 14 investment portfolios and charges an annual advisory fee of 50 basis points, “a fraction of the cost of traditional investment management fees,” the bank said in its announcement.
06/06/2018
US regulators ramp up scrutiny into UK financial services firms
The law firm explained that the data shows that US regulators such as the Commodity Futures Trading Commission and the Securities and Exchange Commission (SEC) are maintaining an aggressive stance against any financial misconduct
06/06/2018
Banks Pay Out Some of the Biggest Settlements in Wage Disputes
Walmart has paid the most to settle workers’ pay claims, but financial-service companies occupy half of the top 12 spots
06/05/2018
A Wells Fargo spokeswoman said the company does not comment on pending legal matters.
06/05/2018
SEC fines New York firm deVere US$8 million over UK pension advice conflicts
Investment advisers have an obligation to disclose direct and indirect financial incentives
06/04/2018
McLellan is one four former employees of the Boston-based bank who have since 2016 faced charges by the U.S. Justice Department
05/31/2018
It is uncertain how much of the new assertiveness can be traced to the US initiative.
05/31/2018
Edward Jones denied Bland and other African-Americans “business opportunities and resources regularly given to white FAs at the firm,” the lawsuit states.
05/30/2018
A rose by any other name might still be a security
Another prominent lawsuit filed in California Superior Court on May 3, 2018, may also force judicial guidance.