Managers of Wealth Americas

Fed Stress Tests: All Big Banks Clear Bar for Capital Requirements

Federal Reserve won’t approve or reject banks’ capital return plans until June 29

Ex-JPMorgan executive pleads not guilty to $5 million embezzlement

In court, Assistant U.S. Attorney Sagar Ravi said Arbizu, 47, voluntarily agreed to his extradition and said prosecutors had held discussions with him about resolving the case

UBS Gives IRS Records on U.S. Citizen’s Account in Singapore

The IRS said it needed the records to determine Hsiaw’s income tax liabilities from 2006 to 2011.

How QB Mark Sanchez was sacked by a financial adviser

Narayan "secretly siphon millions of dollars from accounts he managed for professional athletes," the SEC alleged.

Deloitte Acquires Global Asset Management Strategy Consultant Casey Quirk

The Casey Quirk partners and existing team will transition to Deloitte and will now operate under the “Casey Quirk by Deloitte” brand.

Regulators Can't Force Good Risk Management

Such behavior misses the root cause of the crisis: namely a pervasive lack of effective risk governance among key financial market participants.

SEC Approves IEX Proposal to Launch National Exchange, Issues Interpretation on Automated Securities Prices

Staff Issues Guidance on Speed Bumps

McDermott is not what it used to be

Internal squabbling over the duo's management was “absolutely not” a factor in their decision to step down, he adds.

CIMA and AICPA to form new association

Chartered Institute of Management Accountants

Debate blooms at Fed as policymakers wrestle with 'new normal'

The fact that the economy has been slow to respond to rock-bottom borrowing costs is drawing attention to a possible decline in the long-run equilibrium, or neutral, rate that's consistent with an economy at full employment and stable prices.

A big-name hedge fund manager at Visium has turned himself in to the feds

I am deeply saddened by today's events, Gottlieb said in a statement.

Software Executive and Three Friends Charged With Insider Trading

The SEC alleges that Christopher Salis, then a global vice president at SAP America, received thousands of dollars in kickbacks for tipping Douglas Miller in advance of SAP’s impending acquisition of Concur Technologies.

Private Fund Administrator Charged With Gatekeeper Failures

SEC investigations found that Apex Fund Services Inc. missed or ignored clear indications of fraud while contracted to keep records and prepare financial statements and investor account statements for funds managed by ClearPath Wealth Management and Equit

Legal, Regulation & Compliance

Fed Stress Tests: All Big Banks Clear Bar for Capital Requirements

Ex-JPMorgan executive pleads not guilty to $5 million embezzlement

UBS Gives IRS Records on U.S. Citizen’s Account in Singapore

How QB Mark Sanchez was sacked by a financial adviser

Deloitte Acquires Global Asset Management Strategy Consultant Casey Quirk

Regulators Can't Force Good Risk Management

SEC Approves IEX Proposal to Launch National Exchange, Issues Interpretation on Automated Securities Prices

McDermott is not what it used to be

CIMA and AICPA to form new association

Debate blooms at Fed as policymakers wrestle with 'new normal'

A big-name hedge fund manager at Visium has turned himself in to the feds

Software Executive and Three Friends Charged With Insider Trading

Private Fund Administrator Charged With Gatekeeper Failures

Hedge Fund Managers and Former Government Official Charged in $32 Million Insider Trading Scheme

The SEC tried to fix a finance problem and created a computer problem instead

FT: Bank of America Plans to Cut 8,000 Jobs as Fintech Replaces Humans

Invesco Announces Additional Risk Information Related to the Invesco Closed-End Funds

Heads up, RIAs: Fiduciary rule will change your practice, too

New boutique law firm launched

Wall Street scion will likely plead guilty in a $150 million fraud case