09/26/2016
The companies and their main trade associations, in hundreds of pages of letters, called on the Basel-based FSB to fine-tune potential constraints on how firms assess market stress
09/23/2016
Wells Fargo has refunded $2.6 million in fees to customers, but Tester said the consequences go beyond late charges.
09/23/2016
The Macri family’s Grupo Socma holding invested in ViajeYa.com, a company registered in the Bahamas which focuses on online tourism services, according to a report in La Nación daily.
09/23/2016
BNY Mellon Accused of Unfair Competition by Wealth firm
Suit comes weeks after bank accused firm of poaching clients
09/23/2016
CFTC Orders United Kingdom-Based Barclays Bank PLC to Pay $500,000 for Recordkeeping Violations
Barclays is a global banking and financial services company based in the United Kingdom, as well as a provisionally registered swap dealer with the CFTC.
09/23/2016
'I had no knowledge of, or participation in… the listing of my name as a director' of offshore firm
09/22/2016
SEC Charges Billionaire Hedge Fund Manager Leon Cooperman With Insider Trading
Cooperman and Omega are alleged by the SEC to have made $4 million on the trades when the securities soared after the deal was announced.
09/21/2016
Hodgkinson Street Mepham received numerous accolades in 2016
09/21/2016
The SEC hopes the new rules will improve the depth and quality of the information it collects, facilitate its risk monitoring initiatives and assist staff in its risk-based examination program.
09/21/2016
U.S. judge narrowed but refused to dismiss lawsuits against Deutsche Bank, Morgan Stanley, and five other large banks
09/21/2016
Broker-Dealers Conducting Only Certain Private Fund Placement Services or Corporate Finance or Investment Banking Advisory Activities May Elect to Be Governed by More Limited FINRA Rule Set
09/21/2016
Dimock Stratton and DLA Piper announce combination
DLA Piper LLP is a leading full-service law firm with six offices across Canada and is part of the DLA Piper global network. One of the world’s largest firms.
09/20/2016
Apple has more than $215 billion in profits hidden offshore on which it could owe the American people more than $60 billion in taxes.
09/20/2016
We feel like we have seen improvements, just in the second-quarter earnings releases.
09/19/2016
Some commentators have questioned whether Wells Fargo inflated its revenues through these tactics.
09/19/2016
The commission’s programme has seen tips pour in while payouts are expected to rise
09/16/2016
What makes the law important to clients is that, by its terms, it is not retroactive to most planning done before its enactment in final form, which will, by the terms of the proposal, occur sometime after December 1, 2016.
09/16/2016
But junior creditors refuse to support it and argue that individual directors should also contribute if they want releases from claims.
09/16/2016
The storied investor has spoken on political matters before.
09/16/2016
The German lender said it has no intent to settle the claims anywhere near the figure cited.