08/24/2016
According to the lawsuit, Oxford Financial oversees more than $20 billion in assets for more than 700 families and investment groups in at least 37 U.S. states.
08/22/2016
The focus on the Fed raising rates masks the global easing in monetary policy
08/22/2016
Several practices bolstered revenue: banking and finance, capital markets and M&A, antitrust, employment, intellectual property and trade and commerce.
08/19/2016
The class action, filed in the U.S. District Court for the Southern District of New York, claims the banks sought to fix the bank bill swap rate, the local equivalent of Libor, which is used to price billions of dollars of floating-rate bonds and syndicat
08/19/2016
We brought all of the charges supported by the evidence and the law, which were unanimously approved by the Commission.
08/18/2016
The designation, created in the 2010 Dodd-Frank Wall Street reform law, can put companies under additional regulation and force them to hold more capital.
08/18/2016
But Citigroup may be the best example of how the Fed's efforts to make the banking system safer are tying management's hands and frustrating shareholders.
08/18/2016
In many cases, she said, tax evaders come forward to avoid criminal prosecution.
08/18/2016
This blows a hole in the argument put by the banks that this was a victimless act.
08/18/2016
No one can predict the future. The financial crisis of 2008 hit right as the more stringent funding rules of the PPA became effective.
08/18/2016
Accusations echo those by Australia’s securities regulator
08/18/2016
The Program provided Swiss banks with a way to resolve potential liabilities in the US for tax-related criminal offenses and be protected from prosecution.
08/17/2016
He wasn't fined under the agreement, and neither admitted nor denied the SEC's allegations.
08/17/2016
Billing rates increased an average of 3.2 percent in the first half of the year, while timekeeper hours increased by only 0.3
08/17/2016
The SEC’s order finds that Chin’s misconduct began in 2010 and continued until he left Goldman in 2012.
08/17/2016
The company filed its brief on Monday in the U.S. Court of Appeals for the D.C. Circuit
08/16/2016
A former trader at the firm, Jason Thorell, approached the government, according to a Bloomberg News report out Monday morning.
08/16/2016
The court first concluded that the SEC ALJ position met the threshold requirements of the “significant authority” test—the relevant position was “established by Law” and the position’s “duties, salary, and means o
08/16/2016
Survey findings suggest that hedge fund managers overwhelmingly expect increases in compliance spending to continue over the next two years.
08/15/2016
“The new standard addresses concerns from a wide range of our stakeholders, including financial statement preparers and users, that the existing incurred loss approach provides insufficient information about an organization’s expected credit l