08/04/2016
FINRA rules require firms to transmit to OATS complete and accurate data relating to events in the lifecycle of an order, called Reportable Order Events. FINRA found 15 system issues at Barclays Capital that gave rise to OATS reporting violations.
08/03/2016
He worked for both the bank and Citizens Securities in Arlington, Mass.
08/03/2016
US bank settles class-action lawsuit claiming it stung former inmates with exorbitant charges
08/03/2016
JPMorgan’s contract with the Federal Bureau of Prisons was a scheme “to exploit one of the most vulnerable groups imaginable -- releasees from federal corrections facilities”
08/03/2016
The suit also maintains that the allegations are already being addressed in a separate class action complaint.
08/03/2016
US bank settles class-action lawsuit claiming it stung former inmates with exorbitant charges
08/02/2016
Financial instrument investment has long been light in Argentina, Latin America's third largest economy
08/01/2016
Documents obtained by the Star show Canada is lagging far behind other countries in convicting tax cheats who exploit offshore tax havens.
07/29/2016
After one of the big sales led by Goldman Sachs, $5 million of the cash raised for 1MDB traveled through shell companies and ended up in her Swiss bank account, the U.S. said in complaints filed last week.
07/28/2016
This new website highlights firm’s attorneys and provides users with an interactive, user-friendly experience. It features a fresh, innovative design, clear navigation, and up-to-date firm information.
07/27/2016
The publication ranked the firm for its work in China and Latin America as well as in the US and globally.
07/27/2016
The CRA suspects tax dodgers used RBC and Citibank to repatriate offshore assets held at Cayman National Bank.
07/26/2016
Twenty-eight percent of companies expect the rule to improve their asset retention, while 36 percent believe it will have no impact on their current asset retention rate.
07/26/2016
Switzerland said it plans to give information to U.S. tax authorities about accounts at HSBC Holdings Plc's Swiss private bank, as part of a U.S. investigation into tax evasion.
07/25/2016
He's among the so-called Chinese Princelings
07/25/2016
The sentence was confirmed by the U.S. Attorney's Office in Philadelphia.
07/25/2016
A clearing house is a counterparty that sits in the middle of a transaction between buyer and seller with the aim of reducing risk.
07/25/2016
Platinum Partners has reported strong returns for years but now is liquidating
07/25/2016
Shift toward fiscal policy may boost banks and steepen curves.
07/21/2016
The news follows a months-long international FBI probe, as well as five separate investigations around the world