03/24/2015
HSBC Holdings Plc, BNP Paribas SA and Royal Bank of Scotland Group Plc must conduct top-to-bottom rewrites of plans showing how they can be safely unwound in bankruptcy before resubmitting the living wills to U.S. regulators
03/24/2015
Total settlements dropped to $1.1 billion, from $4.8 billion in 2013, primarily due to a lack of large cases. The largest settlement amount in 2014 was $265 million, compared with $2.5 billion in the prior year. According to the report, the number of sett
03/23/2015
International law firm adds one of Nation’s top private client lawyers
She Becomes Head of New Washington, D.C. Private Client Practice
03/23/2015
Postcrisis regime places financial groups of different sizes under the same regulatory umbrella
03/23/2015
The bank said the US District Court for the Southern District of New York allowed it to make interest payments to investors holding $2.3bn of Argentine bonds due at the end of March
03/23/2015
The New York-based Department of Financial Services has started investigating Deutsche Bank over alleged Libor manipulation
03/23/2015
According to news reports, Gibraltar’s government isn’t going to take being called a ‘tax haven’ lying down.
03/20/2015
U.S. lawmakers should consider overturning a decades-old rule that allows Morgan Stanley and Goldman Sachs to extract, transport and trade physical commodities
03/20/2015
NFA charges UBS with unauthorized withdrawal
As the transfer of funds was generated by the firm’s depository, UBS did not obtain written pre-approval of a financial principal
03/20/2015
Bank of New York Mellon on Thursday agreed to pay $714m to settle allegations that it committed fraud
03/20/2015
Mr. Arnold joined the company as chief financial officer in late 2001
03/19/2015
There is a lawsuit over a $29 million margin call that hit the joint family office of two former Goldman Sachs partners
03/19/2015
The U.S. Chamber of Commerce warns of wasteful litigation and corruption
03/18/2015
Two banks expected to pay as much as a combined $800 million to settle lawsuit
03/18/2015
The Wolf of Wall Street apparently lives and his name is...
Fake Hedge Fund Manager, Who Faked Death Using Fake Employee Is Convicted
03/18/2015
But five years later, the restrictions are making it harder for U.S. banks to meet anti-money laundering
03/17/2015
Regulators in both the United States and around the globe have ramped up scrutiny on asset managers in general, including leveraged and inverse ETFs.
03/17/2015
Nationwide law firm boosts Media and Entertainment team
“Their first class entertainment practice and strong backgrounds in IP law and First Amendment work, will make them valuable assets to our clients across the country, our entertainment department and the firm at large.”
03/16/2015
Citigroup Inc’s plans to return capital to shareholders got the cleanest approval from the Federal Reserve among top Wall Street banks
03/16/2015
The US Justice Department is looking to fine four banks RBS, Barclays, Citigroup and JP Morgan Chase to settle accusations of criminal activity in the currency markets