04/16/2015
Irving Picard, the trustee, said the request was made possible after a federal appeals court in New York ruled on Feb. 20 that victims were not entitled to "time-based" inflation or interest adjustments on their claims.
04/15/2015
In reality, Brown was not registered with the SEC, Financial Industry Regulatory Authority or any state regulator.
04/15/2015
They allege that Stanfill took their money, assured them she was investing it in legitimate accounts
04/14/2015
One of the most common hurdles to creating a tax efficient offshore IP structure is the effective transfer of the IP from the United States abroad
04/14/2015
Broker Lost at Sea? No, Just Dodging FINRA Complaint
A broker's desperate plan to escape legal issues by faking his disappearance at sea collapsed on Sunday when authorities finally tracked him down.
04/14/2015
According to FinCEN guidance, banks that work with state-legal marijuana businesses must report their activities in a "suspicious activity report"
04/13/2015
The addition of Meridian adds expertise in areas including corporate finance, mergers and acquisitions and turnaround activities.
04/13/2015
In searching for an Investment Book of Record (IBOR), financial institutions (FIs) need a solution built to address the need to record, process and distribute investment data in the different views required by stakeholders.
04/13/2015
Securities Arbitration Law Firm Investigates UBS’s Sales of Forex Currency Products
The UBS V10 product was pitched to individual and institutional investors, including hedge funds and pension funds, as a high-yielding foreign-exchange investment that used computer algorithms to minimize the risk of losses in periods of volatility.
04/12/2015
Two Sigma is seeking to get a New York state judge
04/12/2015
The regulator is still doing research, but expects to move forward in the “short term,” said Susan Axelrod, executive vice president of regulatory operations
04/10/2015
Billionaires Bacon, Nygård Trade Nasty Allegations In Bahamas Spat
The battle of the billionaires over a spit of land in the exclusive Bahamas enclave of Lyford Cay heated up again as hedge-fund manager Louis Bacon traded accusations with Canadian clothing magnate Peter Nygård over who is the most obnoxious neighbo
04/10/2015
But do the managers have the ability to meet this demand?
04/09/2015
On the Heels of Dentons' Historic Combination in China, US Merger Brings Clients of Both Firms Advantages in North America and Around the Globe
04/09/2015
Debevoise & Plimpton LLP is pleased to announce that Jennifer L. Chu, Sally Gibson, Meir D. Katz, Richard Lawton, Jim Pastore and Scott B. Selinger will become partners of the firm, effective July 1, 2015
04/09/2015
The Securities and Exchange Commission today announced fraud charges against a former professional football player and others
04/09/2015
The asset management industry has come under increased scrutiny from regulators around the world as attention turns from the risks to financial stability posed by the largest banks to the risks posed by the shadow banking sector, including asset managers.
04/08/2015
Virginia Roberts’s accusations about Andrew ordered to be struck from the record as judge denied her attempt to join a lawsuit against Jeffrey Epstein
04/07/2015
Lawyers take issue with ‘appraisal arbitrage’ strategy
04/07/2015
The fund CEO allegedly tampered with documents and attempted to hire a 90-year-old, according to UN staff and union heads.