02/18/2015
Federal regulators plan to finalize rules governing employee compensation on Wall Street, potentially concluding one of the most divisive outstanding issues in financial reform.
02/18/2015
FTI Consulting has announced that FTI Consulting was honored by the 9th Annual M&A Advisor Turnaround Awards for the highest levels of performance during 2014 in the distressed investing and reorganization industry, covering lower middle market to mul
02/16/2015
The judge also dismissed a claim that Schneiderman brought under a separate state law.
02/16/2015
Malik, who also allegedly used some of the money to find a spouse, is being held on $1 million bond over $1 million cash bail
02/16/2015
DelBello, Donnellan, Weingarten, Wise & Wiederkehr, a prominent New York metropolitan area law firm, has announced the expansion of its estate practice to be headed by Westchester County Surrogate Judge Anthony A. Scarpino Jr.
02/16/2015
The asset freeze “had a crippling effect on debtor’s liquidity,” lawyers for the bank said in the filing.
02/13/2015
FINRA wants the use the information to help it analyze securities transactions from all individual U.S. brokerage accounts
02/13/2015
The Securities and Exchange Commission has approved proposed rules that would enhance corporate disclosure of company hedging policies for directors and employees
02/12/2015
US banking giant continues its strategic expansion
The move constitutes another signifcant departure in the legal team
02/12/2015
Which is bad, because that’s pretty much the whole reason one goes to—and pays—a financial adviser.
02/11/2015
A U.S. District judge last year granted a summary judgment against AUI and its affiliate
02/11/2015
The amendment eliminated a restriction on how large a discount Puerto Rico could offer buyers
02/10/2015
UBS confirms fresh tax evasion probe in the US
The Swiss bank said US regulators were investigating potential sales of so called "bearer bonds"
02/10/2015
U.S. Is Seeking Felony Pleas by Big Banks in Foreign Currency Inquiry
The pleas would be likely to carry a symbolic stigma, if limited actual fallout, in handing felony convictions to some of the world’s biggest banks.
02/09/2015
Cayman Islands-based Caledonian Bank and four other companies took more than $75 million from unregistered sales of "virtually worthless" penny stocks
02/09/2015
Investors have lost billions of dollars in the UBS funds
02/09/2015
The settlement is an important milestone in the SEC’s ability to obtain documents from China
02/09/2015
Currency-linked investments marketed by Barclays Plc. and UBS are under the scanner of the US Department of Justice
02/09/2015
Apex provides comprehensive wealth reporting and related administrative services for affluent investors with complex portfolios.
02/06/2015
Had the case been successful, claimants were planning on suing Mishcon for 'a sum in excess of £10m for consequential losses'