07/23/2013
Fried, Frank, Harris, Shriver & Jacobson LLP announced that David J. Greenwald, has agreed to rejoin Fried Frank in a leadership role.
07/22/2013
New research by BNY Mellon, the global leader in investment management and investment services, points to significant uncertainty about Alternative Investment Fund Managers Directive
07/21/2013
Swiss Bank UBS Reveals Latest in a series of Penalties to Settle Charges of Misconduct.
07/20/2013
Akin Gump Strauss Hauer & Feld is moving to bolster its cash reserves by expanding the pool of lawyers required to take an equity stake.
07/18/2013
The Securities and Exchange Commission has rejected a preliminary settlement that its enforcement staff reached with hedge fund billionaire Philip Falcone
07/17/2013
Mr. Gupta, 64, is appealing his June 2012 conviction
07/17/2013
LLB accused of Aiding Wealthy Americans to Evade Tax
07/16/2013
Federal prosecutors are considering a new strategy for criminally charging Wall Street bankers who packaged and sold bad mortgage loans at the height of the housing bubble
07/13/2013
According to the SEC, the wolf in question is John Paulson, a hedge fund billionaire who enlisted the help of Goldman Sachs to bet against the sub-prime mortgage market using an insurance product called a credit default swap.
07/10/2013
He brings to clients his expertise in estate and trust administration, tax planning, fiduciary litigation, and expert witness matters.
07/10/2013
Cantor & Webb P.A. strengthens its leadership in the field of tax and estate planning, expanding for a sixth consecutive year with the addition of new trusts and estates partner Kathryn von Matthiessen.
07/10/2013
The Investment Adviser Association, ACA Compliance Group, and Old Mutual Asset Management announced the results of their eighth annual Investment Management Compliance Testing Survey.
07/09/2013
We’re disappointed in the panel’s decision and don’t believe it was warranted by the facts presented during the hearing
07/09/2013
The Securities and Exchange Commission today adopted a new rule to implement a JOBS Act requirement to lift the ban on general solicitation or general advertising for certain private securities offerings.
07/09/2013
To fined $9.5 million by regulators and exchanges for breaking rules including a failure to supervise trading by clients.
07/08/2013
The news and information company has an agreement with the University of Michigan to allow some of its clients to receive the data 2 seconds before its other clients
07/08/2013
Family Office Review, the London-based, global wealth online magazine for ultra-high net worth families and wealth advisors
07/02/2013
A federal judge has approved HSBC Holdings Plc's record USD 1.92 billion settlement with federal and state investigators of charges that it flouted rules designed to stop money laundering and thwart transactions with countries under US sanctions
07/02/2013
JPMorgan Chase & Co and officials at Bank of New York Mellon Corp won the dismissal of lawsuits accusing them of overcharging clients for trading currencies.
07/01/2013
Shaw has pleaded guilty to one count of conspiracy and could face up to five years in prison when he is sentenced.