08/02/2013
US regulators have reportedly been handed evidence that traders at some of the world’s biggest banks manipulated a key rate for derivatives, pocketing millions at the expense of pension funds in the process.
08/01/2013
An arbitration panel ordered Citigroup’s Global Markets unit to pay a customer $10.8 million for losses
07/29/2013
The analyst, who usually lives in India, had previously worked for Microsoft, and used information from one of his contacts at the technology giant to help Mr Lee profit from the deal, it is alleged.
07/29/2013
The SEC is seeking to recover nearly $1 million of alleged illegal profit
07/26/2013
BNP Paribas Securities Services (BNP Paribas) provides the latest developments on EMIR, Dodd-Frank and the international policy framework with its latest document.
07/24/2013
Three female trainees, who were fired in early 2009 after the market collapsed, claim less-qualified men were kept on the job over them.
07/23/2013
Former UBS AG banker Peter Ghavami was sentenced to 18 months in prison on Wednesday for his role in deceiving U.S. municipalities
07/23/2013
Fried, Frank, Harris, Shriver & Jacobson LLP announced that David J. Greenwald, has agreed to rejoin Fried Frank in a leadership role.
07/22/2013
New research by BNY Mellon, the global leader in investment management and investment services, points to significant uncertainty about Alternative Investment Fund Managers Directive
07/21/2013
Swiss Bank UBS Reveals Latest in a series of Penalties to Settle Charges of Misconduct.
07/20/2013
Akin Gump Strauss Hauer & Feld is moving to bolster its cash reserves by expanding the pool of lawyers required to take an equity stake.
07/18/2013
The Securities and Exchange Commission has rejected a preliminary settlement that its enforcement staff reached with hedge fund billionaire Philip Falcone
07/17/2013
Mr. Gupta, 64, is appealing his June 2012 conviction
07/17/2013
LLB accused of Aiding Wealthy Americans to Evade Tax
07/16/2013
Federal prosecutors are considering a new strategy for criminally charging Wall Street bankers who packaged and sold bad mortgage loans at the height of the housing bubble
07/13/2013
According to the SEC, the wolf in question is John Paulson, a hedge fund billionaire who enlisted the help of Goldman Sachs to bet against the sub-prime mortgage market using an insurance product called a credit default swap.
07/10/2013
He brings to clients his expertise in estate and trust administration, tax planning, fiduciary litigation, and expert witness matters.
07/10/2013
Cantor & Webb P.A. strengthens its leadership in the field of tax and estate planning, expanding for a sixth consecutive year with the addition of new trusts and estates partner Kathryn von Matthiessen.
07/10/2013
The Investment Adviser Association, ACA Compliance Group, and Old Mutual Asset Management announced the results of their eighth annual Investment Management Compliance Testing Survey.
07/09/2013
We’re disappointed in the panel’s decision and don’t believe it was warranted by the facts presented during the hearing