10/21/2012
“Gupta held positions of extraordinary privilege and prestige,” said Assistant US Attorney Richard Tarlowe in a court filing Wednesday, according to the Wall Street Journal.
10/17/2012
Massachusetts’ top financial cop cracked down on Putnam Investments yesterday
10/17/2012
Edward Schinik enticed pension funds
10/16/2012
The lawsuit, which seeks class-action status, was filed Monday by the American Civil Liberties Union and others on behalf of five Detroit residents and Michigan Legal Services.
10/16/2012
Prosecutors charged Bagios last year with helping 150 American clients hide as much as $500 million
10/15/2012
The claim is a necessary step before filing a lawsuit. Read more: http://www.sfgate.com/business/bloomberg/article/Deutsche-Banker-Spoke-of-Bath-Salt-Use-Days-3951467.php#ixzz29RLsbAD5
10/14/2012
The Connecticut banker accused of stabbing a New York City cab driver
10/14/2012
Students Connan Snider and Thomas Youle were repeatedly turned down by academic finance journals
10/14/2012
Akin Gump Strauss Hauer & Feld has announced that a seven-partner team will be joining the firm’s Dallas office.
10/14/2012
The law requires them to register with the Securities and Exchange Commission
10/11/2012
Linklaters has helped secure a crucial agreement in the Lehman Brothers
10/11/2012
The U.S. charged at least 50 taxpayers with tax crimes since 2009, when UBS avoided prosecution by paying $780 million, admitting it helped thousands of Americans evade taxes and turning over the names of 250 American clients to U.S. authorities. UBS, bas
10/08/2012
The Governments of Guernsey, the Isle of Man and Jersey are today (9 October 2012) simultaneously announcing their intention to negotiate partnership agreements with the United States of America to implement FATCA.
10/07/2012
Credit Suisse was a big player in the residential mortgage-backed securities market until the housing bust in 2007 Read more: http://www.foxbusiness.com/news/2012/10/04/credit-suisse-probed-by-us-over-mortgages-sources/#ixzz28cZlrChy
10/04/2012
The hedge fund, run by the US billionaire Paul Singer, has been closely monitoring the course of the Libertad, according to sources familiar with the firm.
10/04/2012
SEC targeting what it calls "hedge fund-related misconduct"
10/04/2012
The non-exclusive alliance will focus on the firms’ hedge fund and asset management practices in London, New York and Hong Kong.
10/03/2012
Royal Bank of Scotland is among the banks under investigation by New York’s top prosecutor over the sale of mortgage-backed bonds before the financial crisis.
10/01/2012
This group is comprised of diverse and talented individuals from five offices who have made their mark at the firm through exceptional work and the highest standards of client service.
10/01/2012
The Citco Group of Companies has announced that it has undertaken an extensive Group-wide initiative to ensure full compliance with FATCA regulations.