01/29/2013
Conducted in December 2012, the survey showed that nearly 90% of banks expect that Dodd-Frank 1073 will have a negative impact on their payments businesses.
01/29/2013
RBS executives are resisting any guilty plea
01/28/2013
Those records will allow U.S. authorities to determine who held assets at Wegelin
01/28/2013
Federal prosecutors in Connecticut have accused Jesse C. Litvak, 38 years old, of misleading investors
01/28/2013
Under the laws in place in 2012, an individual could transfer up to $5.12 million free of estate and gift tax
01/27/2013
Credit Suisse Group Inc faces a potential $2 billion of exposure over fraud that occurred a decade ago at National Century Financial Enterprises, a result of a federal judge's determination on how to apportion responsibility.
01/27/2013
Kevin Dowd, 37, of Boca Raton, Florida, is charged by criminal complaint with conspiracy to commit securities fraud.
01/22/2013
"For those US Taxpayers using foreign bank accounts, the noose is tightening," says FBAR Tax Attorney, Anthony Verni.
01/22/2013
The financial services industry is facing a dilemma
01/16/2013
The penalty of not complying with FATCA will be that the institutions need to impose a 30% tax on non-compliant transfers or payments.
01/14/2013
Firms "can no longer rely on a rising tide that lifts all boats," the co-authors write. "In fact, the tide is out."
01/14/2013
Serving five years in prison, he was a hedge fund manager at Morgan Stanley’s FrontPoint Partners LLC.
01/14/2013
The notoriously private author Patricia Cornwell, a titan of crime fiction, watched in court on Monday as her luxurious lifestyle was laid bare like the resolution to one of her plots.
01/14/2013
Officials at Westminster Magistrates Court said the extradition order was approved Monday, and now goes to Home Secretary Theresa May for final approval.
01/14/2013
He also faces a civil lawsuit by the U.S. Securities and Exchange Commission.
01/14/2013
Federal regulators unleashed a rare double slap on JPMorgan Chase & Co. Monday with a pair of enforcement actions.
01/13/2013
Duff & Phelps shareholders will receive only $15.55 in cash for each Duff & Phelps stock they own
01/10/2013
The FINRA Arbitration Panel dismissed Claimant Pavlovich’s claims.
01/10/2013
Canada’s investment industry self-regulatory organization has found that the process for setting Cdor, the Canadian version of Libor, is murky, complex and could be manipulated, but stopped short of making concrete recommendations on how to fix it.
01/10/2013
The Model 2 IGA calls for direct foreign financial institution (FFI) reporting to the IRS but with aggregate disclosure of "recalcitrant" account holder data, subject to exchange of information requests by the IRS.