12/18/2012
Gibson Dunn advises UBS on Libor settlements
City disputes head Philip Rocher led the firm’s team on the UK side, advising the Swiss bank on matters including discussions with the FSA.
12/18/2012
City disputes head Philip Rocher led the firm’s team on the UK side, advising the Swiss bank on matters including discussions with the FSA.
12/17/2012
The investment bank was the lead underwriter for the IPO and had been accused of improper influence between its bankers and research analysts who cover Facebook.
12/16/2012
Email was sent to affected sellers when the systematic removals began.
12/13/2012
A federal indictment unsealed today in U.S. District Court charged nine defendants in Charlotte and elsewhere with insider trading and money laundering, announced Anne M. Tompkins, U.S. Attorney for the Western District of North Carolina.
12/12/2012
The growth in Advisory and Tax underlines the strength of client demand for professional services
12/12/2012
The Securities and Exchange Commission today charged the manager of two New York-based hedge funds with conducting a pair of trading schemes involving Chinese bank stocks and making $16.7 million in illicit profits.
12/12/2012
The final figures are still being negotiated and could change, three people familiar with the probes said.
12/11/2012
BlueBay canceled Imam-Sadeque’s 2012 stock award
12/10/2012
Under the securities laws, fund directors are responsible for determining the fair value of fund securities for which market quotations are not readily available.
12/10/2012
A US Senate investigation said the UK-based bank had been a conduit for "drug kingpins and rogue nations".
12/10/2012
Since 2009, several European banks have paid heavy settlements related to allegations they moved money for people or companies on the U.S. sanctions list.
12/09/2012
Active ETFs seek to combine the skill of a manager selecting investments with the trading flexibility, lower fees and tax advantages of ETFs, which typically track an index.
12/05/2012
The investors claim in a lawsuit in Manhattan federal court that BTA Bank, which isn’t named as a defendant, defrauded them by inducing them to buy debt securities as part of a 2010 restructuring.
12/05/2012
Barclays did not name specific countries in its October disclosure, but in November, responding to a newspaper report, the bank said it did not make any illegal payment to get a Saudi license.
12/05/2012
Three former Deutsche Bank employees have filed complaints with the US securities regulators claiming the bank failed to recognize up to $12 billion (£7.46 billion) of unrealised losses during the financial crisis.
12/03/2012
A defense attorney with Akin Gump, said the CME investigation involves a "technical risk management activity" that occurred "in a one-minute period four years ago."
12/03/2012
The incident that led to the Goldman internal inquiry took place the end of 2009 and involved profits Hadden is said to have made ahead of the launch of a new Treasury futures contract introduced by the CME Group in early 2010.
12/03/2012
This is the latest honor for the legal boutique firm, which was also recently awarded the 2012 Corporate Intl Magazine Global Award for the “Cross Border Law, Firm of the Year” in Florida.
12/03/2012
The order also permanently prohibits MBF and its successors from further violations of the CEA and CFTC regulations, as charged, and from failing to diligently supervise its employees and agents to insure the proper segregation of customer funds.
11/29/2012
"These four firms and all other foreign broker-dealers must educate themselves on the U.S. laws and regulations when they provide services to U.S. investors."