12/16/2014
Yankee great Jorge Posada has sued his money agents for allegedly duping him out of $11.2 million — stealing a major chunk of his wealth just three years after he retired from baseball.
12/16/2014
The trustee handling the liquidation of the brokerage unit of Lehman Brothers Holdings Inc filed a petition with the U.S. Supreme Court on Monday seeking review of the business's cash assets awarded to Barclays Plc (BARC.L).
12/16/2014
The regulator in October accused Jordan Peixoto of making nearly $50,000 in illicit profits after learning from a friend who lived with a Pershing Square analyst of the hedge fund’s intention.
12/16/2014
Police have arrested a Yadkin County man amid an investigation involving Fackrell Trivette Wealth Management.
12/16/2014
Bank of America Corp. ’s Merrill Lynch unit violated fair-pricing guidelines nearly 720 times in retail customer transactions over two years
12/16/2014
A surprise interest rate hike by the Russian central bank late Monday night left analysts debating whether such "panicked" moves by officials have any genuine impact.
12/15/2014
Boris Johnson risks a hefty fine or even a spell in jail if he fails to pay American capital gains tax on a London property he sold in 2009
12/15/2014
The U.S. Securities and Exchange Commission also sued Bennett, saying he lured 30 investors with promises of 6 to 25 percent returns and misleading claims that a New York State governor and his then-wife were also investors.
12/15/2014
Finra said the firm failed to deliver documents after ETFs were purchased by clients
12/15/2014
The U.S. law firm industry is expected to see another year of profit growth in 2015, driven by an uptick in transactional work amid sagging demand for traditional litigation, according to a new report on the legal industry.
12/14/2014
The proposed settlement calls for the seven investment banks, which underwrote investment offerings, to pay the plaintiffs $74 million, according to court papers filed in a New York court on Thursday.
12/12/2014
He also brings our clients the ability to effectively defend all manner of white-collar criminal enforcement, SEC enforcement actions and enforcement proceedings brought by OFAC for alleged foreign trade violations."
12/12/2014
Commerzbank is in talks to pay US authorities more than $1bn in fines to resolve allegations that the German bank broke anti-money laundering and sanctions laws — at least $400m more than previously thought.
12/12/2014
Global specialist law firm elects 11 new partners to the Firm
11 lawyers have been newly elected as partners effective January 1, 2015.
12/12/2014
The New York Times DealBook Opportunities for Tomorrow Conference Held at One World Trade Center, New York, N.Y.
12/12/2014
The lawsuit comes after the wealth-management firm was told James Holbrook faced federal investigations
12/12/2014
Securities and Exchange Commission chief Mary Jo White is none too pleased about Wednesday’s landmark federal appeals court ruling that overturned two insider trading convictions.
12/12/2014
The NYDFS issuance is just the most recent example of the increasing focus among state and federal regulatory agencies and government officials regarding cyber security and its importance to the financial services industry.
12/11/2014
Hedge Fund’s Portfolio Manager Agrees to Settle Charges
12/11/2014
More paperwork as governments force wealthy to declare overseas assets.