07/09/2014
The sentencings were the latest development in a broad investigation into what prosecutors called the first major criminal insider trading case to be brought in Atlanta.
07/09/2014
The smiling 43-year-old defendant left the courthouse without commenting. He still faces civil charges from the Securities and Exchange Commission.
07/09/2014
Bank Asks That Sentencing For Aiding Tax Evasion Be Pushed Back to November
07/08/2014
Debevoise & Plimpton has announced that Armando Rivera Jacobo was named Counsel and Alex Parker was named International Counsel to the firm, effective July 1, 2014.
07/08/2014
When it comes to catching crooks, the Federal Bureau of Investigation has found that playing a corrupt hedge fund works.
07/08/2014
Commerzbank had 934 million euros (741 billion pounds) at the end of 2013 as provision for litigation risks
07/08/2014
Cartica Management LLC on Friday agreed to voluntarily drop the nine defendants from the case
07/07/2014
The previous day, BBC economics editor Robert Peston suggested O'Neal may have asked the search engine to exclude a 2007 blog post that mentioned him from its results under a European privacy rule.
07/07/2014
George Soros’s hedge fund was sued by a former portfolio manager who claims the firm wrongfully withheld at least $19.5 million in unpaid fees after firing him without explanation eight months into the job.
07/04/2014
The Paris-based bank relied on a legal memo that suggested using a U.S. bank might protect it from sanctions penalties, according to the statement of facts filed by prosecutors in New York.
07/04/2014
Prosecutors had accused the trader of swindling customers
07/04/2014
The development was sequel to BNP Paribas’ guilty plea and agreement to pay nearly $9 billion for violating U.S. sanctions, which has now triggered fresh enthusiasm on the U.S. Justice Department to also extend its investigations to Africa, especial
07/03/2014
The blow raised speculation that some of its rivals in Europe would be punished, but less severely.
07/03/2014
This is the latest example of the authority’s efforts to build international cooperation and prevent a repeat of the corruption scandals
07/03/2014
A lawyer representing the plaintiffs expects the judge to rule on the motion by the end of the year.
07/03/2014
FINRA found that Allen's conduct violated FINRA Rules to observe high standards of commercial honor and just and equitable principles of trade.
07/03/2014
Centerbridge controls the six limited liability companies named as plaintiffs in the complaint filed in New York State Supreme Court in Manhattan, said two people with knowledge of the matter, who asked not to be identified because the information is priv
07/02/2014
Withers has announced the appointment of seven new partners across the firm's international offices and practice areas. The appointees' new roles took effect from 1 July 2014.
07/02/2014
An official at the U.S. Securities and Exchange Commission broke ranks with other commissioners and voted against granting BNP Paribas a waiver to continue operating several investment advisory units in the United States.
07/01/2014
BNP Paribas was hit with a record $8.97bn (£5.2bn, €6.5bn) fine last night for violating US sanctions between 2004 and 2012.