11/29/2012
For years, since the SEC began its far-reaching investigation into insider trading within the hedge fund universe, its probe has led to civil and criminal charges against former SAC traders and investment managers.
11/28/2012
A new U.S. anti-tax-evasion measure imposes unfair costs on foreign banks and clashes with Chinese law
11/28/2012
The firm becomes the last of the magic circle excluding Slaughter and May to make an entrance in the city
11/26/2012
Claimant sought compensatory damages, punitive damages, attorneys’ fees, and costs against Respondent Baird.
11/25/2012
Firm head Martyr sets out plans to grow New York base and launch in Brazil following tie-up with Fulbright
11/21/2012
Cantor also charged for failing to timely notify the CFTC of under-segregation
11/20/2012
Mathew Martoma was charged in U.S. District Court in Manhattan with using confidential information about an Alzheimer's disease drug trial
11/20/2012
The economy is not recovering as it should
11/20/2012
New York's attorney general accused Credit Suisse Group AG of an $11.2 billion fraud Tuesday
11/19/2012
Model 2 essentially builds upon the foundation of Model 1 with some significant differences
11/18/2012
The Federal Reserve provided the country's 19 biggest banks with its the guidelines for the 2013 stress test
11/18/2012
The SEC has advised that its investigation relating to Credit Suisse’s due diligence and corresponding disclosures on historic RMBS transactions will not be pursued.
11/15/2012
In 2010, the Foreign Account Tax Compliance Act (FACTA) was passed. In essence, it is a program aimed at uncovering undeclared income hidden by Americans in banks around the world.
11/15/2012
JP Morgan has been banned from trading electricity in the US after a regulator accused the bank of making "egregious" misrepresentations during an investigation into alleged market manipulation.
11/15/2012
The Office of the Comptroller of the Currency will give the cease-and-desist order
11/14/2012
The UCITS fund in question, Thema International Fund, has sued HSBC itself, seeking the roughly €1 billion it lost when Madoff was arrested.
11/13/2012
It is anticipated that the partners will be accompanied by associates and other staff, and that WilmerHale's entire Private Client Practice will move
11/13/2012
Officials have reached a $210 million settlement with Ivy Asset Management
11/11/2012
Wall Street banks will not meet a January deadline to begin implementing new global capital rules, potentially handing New York an advantage over London as the financial centres vie for dominance.
11/11/2012
Morgan Stanley is suing a former employee who was convicted of insider trading in order to recover $33 million it said it paid U.S. regulators to settle civil claims relating to the crimes, court papers showed.