07/26/2017
The initial pretrial conferences in the cases brought by Alpari (US) against Goldman Sachs, RBS, BNP Paribas, Credit Suisse and Morgan Stanley have all been scheduled for September 12, 2017.
07/26/2017
The New Jersey decision follows a separate ruling by a New York court on Tuesday that required Sinderbrand's lawyers to halt any review of or planned action to use or share the data
07/26/2017
The Order primarily applies to outdoor commercial cultivators, with a few exceptions.
07/24/2017
It may also be the case that congressional action is necessary to fully address the issue.
07/24/2017
Wall Street is most focused on regulatory relief, since Congress is unlikely to take up any legislation
07/24/2017
In 2016, the firm opened a new tax practice in Dubai with the hire of EY's Middle East and North Africa private client head Stijn Janssen.
07/21/2017
Allegedly Hid $20 Million in Offshore Accounts at the Same Time Falsely Claiming the Earned Income Tax Credit on His Tax Returns
07/20/2017
She oversaw the servicing of accounts for over 1,000 to 1,500 client relationships.
07/20/2017
Nearly Half of Respondents in Both Regions Plan to Increase Investment in Risk and Reporting Compliance Solutions in 2017
07/20/2017
But financial planners were hurt the least.
07/20/2017
JPMorgan agreed to pay $307 million, with $267 million going to the SEC and $40 million to the Commodity Futures Trading Commission.
07/20/2017
Aluko wired about $49 million for the apartment and registered it in 2014 in the name of a shell company he controlled
07/19/2017
Robinson was also sentenced today to five years of probation for signing a false Form HUD-1 in connection with his role in the scheme.
07/19/2017
Before Pierotti described that plot he told the jury he witnessed Rajaratnam trading on inside information.
07/19/2017
The suit is being arbitrated through Finra case number 17-01863 and UBS has yet to file a response.
07/19/2017
One unnamed manager had allegedly requested Xiao send him sexually explicit photos of herself and then withdrew his offer for her to join his team, according to the suit cited by the website.
07/17/2017
But the feds will have to get in line.
07/17/2017
Qualcomm could be on the hook for penalties ‘in the range of several millions of euros’ for resisting the call for the data
07/14/2017
Our position as the most well-represented firm is a testament to our sustained efforts at building an international business that serves every legal need of our clients.
07/14/2017
The SEC’s Office of Investor Education and Advocacy previously issued an alert warning investors that aggressive stock promotion is a red flag of fraud.