09/07/2017
The overarching goal of FATCA and CRS is for a taxpayer's country of tax residence to collect information from other countries on the taxpayer's financial assets located in those other countries.
09/06/2017
Introduces Liquid Democracy Self-Governance Structure, Provides Ownership to Crypto Token Holders
09/06/2017
But the prison term was a compromise.
09/06/2017
Yanofsky’s settlement, which he accepted without admitting or denying Finra’s enforcement findings, illustrate the difficulties brokers have in securing IPO
09/06/2017
Best Lawyers is among the oldest peer-reviewed publications in the legal profession.
09/05/2017
This underperformance may have many causes, but our global competitors are certainly exploiting their regulatory advantage to get ahead in fintech.
09/04/2017
The SEC found Tirrell had negligently caused violations of securities rules at the wirehouse, according to the SEC’s order Friday, cited by the news services.
08/30/2017
The DFS said in a filing that its investigation had found that HBL held a U.S. clearing account with Saudi’s largest private bank Al Rajhi, which has been linked in the media and by the U.S. Senate to Al Qaeda and the financing of extremism.
08/30/2017
Finra says Jaime Rodriguez bought two apartments with $200,000 from blind, elderly customer
08/30/2017
Cases have run the gambit from insiders receiving bags of cash to cheating husbands getting the psychic benefit of knowing that their girlfriends were profiting on their tips.
08/30/2017
As others shied away, the German bank lent money for several projects. But the president and lender face increased scrutiny over their ties
08/30/2017
As long as the information is truthful or accurate, there’s really no way to get rid of it.
08/30/2017
Trust Bloomberg BNA's Premier International Tax offering for the news and guidance to navigate the complex tax treaty networks and business regulations.
08/29/2017
The Court of Appeals held that the “logic” of the United States Supreme Court’s decision last year in Salman v. United States, 137 S. Ct. 420 (2016), “fundamentally altered” the analysis of insider trading so that Newman is &
08/29/2017
The two firms, a combined 291 years old, are among companies leading a surge that’s more than tripled the size of pension-transfer deals since 2013.
08/29/2017
Sixth Circuit affirms that plaintiffs lacked standing to challenge foreign reporting requirements
08/28/2017
Acquiring an alternative residence or citizenship is seen as a key investment for the rich
08/28/2017
The notice describes the factors the regulator considers while assessing whether securities law requirements, including prospectus, registration, and marketplace requirements apply.
08/28/2017
LPL began investigating Camarco around July 27 after a purported request from one of her clients
08/25/2017
The United States Treasury borrows money by selling various debt instruments, known as Treasury bonds or Treasury securities.