07/13/2020
Nomura’s capital markets business will have access to Wolfe’s deep, longterm relationships with corporate issuers and robust corporate access program, and Wolfe’s clients will benefit from access to Nomura’s capital markets experti
07/13/2020
Of the firm’s services, one commentator told Chambers: “I have never seen such high-level work, strategic thinking and speed in a law firm.”
07/13/2020
UK regulator issues warning to investors over unauthorised activities emanating from the US.
07/13/2020
New OCC chief: ‘I’m not prepared to revisit the fundamentals of bank regulation’
07/13/2020
Pandemic magnifying woes that lawmakers are seeking to repair.
07/10/2020
Their thesis stems from a correlation analysis of moves in 10-year yields and the change in Treasury holdings reported in the Fed’s quarterly flow of funds data.
07/09/2020
His partner, Christopher R. Berry, was let go for the same training violations, according to the summary of his discharge.
07/09/2020
Broadridge has initiated a search process for a permanent successor that will include both internal and external candidates and has engaged a leading executive recruitment firm to lead this process.
07/09/2020
Along with Marks, the DLA Piper team representing Stillfront Group included of counsel Sanjay Shirodkar (both of Washington, DC).
07/08/2020
Canoe leverages a combination of industry expertise and advanced AI and machine learning techniques to eliminate the operational inefficiencies associated with alternative investment workflows.
07/08/2020
First Enforcement Action by a Regulator Against a Financial Institution for Dealings with Jeffrey Epstein
07/08/2020
The firm is majority-owned by employees and continues to be led by Tom Haught, founder, president and CEO.
07/07/2020
State Street will serve as sub custodian to the custody assets belonging to Wealth Manager Services clients.
07/07/2020
Founded in 2015, Kudu now has 13 partner firms that collectively invest $57 billion on behalf of individual and institutional investors worldwide in traditional and alternative strategies, as of March 31, 2020.
07/07/2020
Interestingly, the OCC Bulletin states that “[t]he OCC does not endorse a specific Libor replacement rate” and adds a “Risk Management” section that includes important new guidance for regulated banks.
07/06/2020
The pandemic has given banks further impetus to downsize and preserve cash after already spending a decade quietly offloading space as jobs vanished in the wake of the financial crisis.
07/06/2020
Relying on data carefully analysed from several iPhones belonging to Hushpuppi, the FBI was able to discover loads of communications between the suspect and his collaborators
07/06/2020
Legislation was recently introduced in Congress to implement such a repeal.
07/03/2020
The FFIEC Statement highlights the financial, legal, operational and consumer protection risks that will result from the transition from LIBOR
07/03/2020
The signing marks the extension of an existing facility, the IFC’s global trade liquidity programme (GTLP), initially set up in 2009, bringing the size of the facility to US$2bn.