09/15/2020
Millennials and Gen X Investors Strongly Agree on the Need for SECURE Act's In-Plan Guarantees According to Nationwide's Sixth Annual Advisor Authority Study
09/14/2020
Analysis of market positioning suggests that traders do not have significant sterling shorts yet.
09/11/2020
This consolidation should allow for a more efficient cost structure and thus a better opportunity to deliver long-term value to investors.
09/11/2020
On the same day that the settlement was announced, Bloomberg reported that the bank had retained Robert Kimmitt, a long time friend of U.S. Attorney General William Barr, to sit on its supervisory board.
09/11/2020
Only around a third of US and UK firms are confident they have sufficient resources, according to Integreon report
09/11/2020
A practical tool covering key aspects of the legal and regulatory M&A framework in nearly 40 countries
09/11/2020
At launch, tZERO Markets will start onboarding U.S.-based retail investors with plans to expand to entities and international investors.
09/10/2020
vAutomates data entry and provides real-time tracking of registration needs to address regulatory requirements
09/10/2020
The agreement is the latest in a series of North American front-to-back deals, which see buy-side firms choosing SimCorp’s front office.
09/10/2020
IRA assets could be distributed based on oldest beneficiary’s life expectancy.
09/10/2020
Many are turning to citizenship by investment to alleviate travel restrictions and safety concerns.
09/09/2020
Haute Lawyer offers a prominent collective of leading attorneys.
09/09/2020
The amendment to the definition of “Accredited Investor” is effective 60 days after publication in the Federal Register
09/09/2020
JPMorgan’s investigation could be another sign that misconduct around the slew of coronavirus relief programs went beyond the scattered individual borrowers who have been charged with fraud.
09/08/2020
Bank’s relationship with fund clients unraveled over a dispute about Revlon debt and an erroneous $900 million payment
09/07/2020
Mirabaud held at least $4 million for Abraham Shiera, a Venezuelan businessman who was indicted on conspiracy and corruption charges by U.S. prosecutors in connection to the oil scandal.
09/04/2020
The litigation is being handled by Alexander Vasilescu and Mr. Ceglio. The SEC appreciates the assistance of the U.S. Attorney's Office for the Southern District of New York and the Federal Bureau of Investigation.
09/04/2020
The merger is expected to increase Bogota Financial’s consolidated assets from approximately $738.7 million at June 30, 2020 to approximately $846.0 million, and more than double its branch network.
09/04/2020
The U.S. Department of Justice accused the former Paulson & Co. partner of fraud and other charges in connection with the Neiman Marcus bankruptcy proceedings.
09/03/2020
Wall Street bank receives licence at a time of rapid growth in mainland funds market