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Legal, Regulation & Compliance

10/10/2017

84 Greenberg Traurig New York Attorneys Recognized in 2017 Edition of New York Metro Super Lawyers

Voce provides a first-hand account of what it was like to attend a male-dominated law school and enter into a profession with few women lawyers.

10/09/2017

Kenya's central bank says has non-binding offer from Mauritius's SBM for Chase Bank

“If agreed, it is expected that the proposed transaction will be concluded by the end of 2017,” the central bank said.

10/06/2017

New York hedge fund may seize yacht in dispute with Ruias

New York’s Davidson Kempner Capital Management is now eyeing a luxury yacht owned by the Ruia family in a legal dispute with Essar Global Fund

10/06/2017

Man busted for posing as hedgie investor in $19M Ponzi scheme

Scronic’s lavish spending was a bit constrained by his investment choices.

10/06/2017

Credit Suisse's Zombie Billion Fight Nears End

It is Credit Suisse which is seeking more than $1.2 billion from the vestiges of Lehman.

10/05/2017

Jaffe Raitt Slapped With $5M Verdict Over Faulty Pension Advice

The executives’ damages were more than $6 million combined

10/04/2017

Equifax Is Taking Over From Wells Fargo as the Financial Industry’s Villain

For Wells Fargo, the congressional flogging can’t get much worse than it was last year for then-CEO John Stumpf

10/04/2017

UBS: Wall Street is unprepared for the magnitude of Europe's looming regulatory overhaul

UBS flags asset managers and investment banks as especially susceptible to absorbing unforeseen costs

10/03/2017

Senators grill Wells Fargo CEO over scandal, forced arbitration

Wells Fargo is fighting some customers in court for now, company spokeswoman Jennifer Dunn said

10/02/2017

Fed fines HSBC US$175m for lax forex oversight

The enforcement action comes two months after the Fed also fined BNP Paribas SA US$246 million over similar violations.

10/02/2017

Broker-dealer in $2B New York pension scandal avoids jail

The worst decision of my life.

10/02/2017

SEC Puts Unregistered Brokers in Crosshairs

But the agency has put the idea of third-party examiners of investment advisors on the back burner.

10/02/2017

US bank Citigroup 'seeks licence in France'

Competition has heated up in recent months between cities hoping to lure business from London once Britain leaves the European Union in March 2019.

10/02/2017

Bank watchdogs in final reform effort as fatigue sets in

The United States and Europe are split over one arcane but crucial remaining element of the package, the extent to which banks can rely on their own internal risk models.

10/02/2017

Withers and Stephenson Harwood hire from US rivals

Immigration is one of the primary issues of our time, driving changes in politics and societies around the world.

09/29/2017

Notice regarding Judgment in Litigation against Subsidiaries

The United States Court of Appeals for the Second Circuit rejected the appeal of the Defendants.

09/28/2017

Argentina to allow advisors to invest citizens' funds overseas

The change would provide legal assurance to private banks.

09/28/2017

Ex-U.S. software chief, ex-Australia bank exec charged in bribery scheme

Arrest warrants have been issued for both defendants.

09/27/2017

Global law firm Recognized in 2017 Chambers High Net Worth Guide

Global law firm Greenberg Traurig was recognized in the second annual Chambers High Net Worth Guide for its impressive depth and national coverage in its Private Wealth Services team.

09/27/2017

Texas Jury Finds JP Morgan Chase Violated Estate Administration Duties

Dallas Widow and Step-children Awarded Millions in Actual Damages and Attorney Fees for Bank's Malicious Mismanagement of Estate of Deceased Airline Technology Innovator

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