09/26/2017
The Staff guidance addresses the use of estimates, statistical sampling and other reasonable methodologies in determining the pay ratio and includes examples illustrating possible applications of the Commission’s guidance under several scenarios.
09/25/2017
Man AHL, a pioneer in systematic trading, selected BNY Mellon as administrator following an extensive market search.
09/25/2017
Moses had been a contractor at the unnamed fund and was dismissed after six months when his trading strategies didn’t pan out, the regulator claims.
09/25/2017
The ban is in effect for two years after the contribution is made.
09/25/2017
As contribution and investment decisions move from the hands of finance departments to individual participants.
09/25/2017
Firms must adequately supervise representatives’ sales of UITs
09/24/2017
Heiress signs preliminary accord with investment firms and institutional investors for the sale of about 49% of Arison Holdings
09/23/2017
The Pension Benefit Guaranty Corp estimated the pension plan is unfunded by USD 937 million.
09/21/2017
Court, who has been with Guggenheim since 2010, is on a sabbatical that was expected to end Sept. 1 but was extended 30 days.
09/20/2017
A hedge fund run by Pacific Alliance Group, which manages $16 billion, sued Guo for $88 million it claimed he owed it in April
09/18/2017
There has, however, been little consensus on what form these CBCCs should take, which makes the BIS’ intervention very interesting.
09/18/2017
The judge also ordered Cameron to pay restitution of $1,831,700 to his victims.
09/18/2017
The main amendments of the Protocol include the introduction of provisions that modify the mechanism to avoid double taxation
09/14/2017
The prospect that the plaintiff's loss was caused by the alleged misrepresentations decreases.
09/14/2017
Canada Life Reinsurance continues to develop innovative reinsurance solutions it offers to insurers and reinsurers in many European markets
09/14/2017
When handled and disclosed properly, they can pave the way for a large investor to come into a fund or seed a new one.
09/14/2017
The agreement with MassMutual settles claims pending in the United States District Court for the District of Massachusetts related to the sale of 19 residential mortgage-backed securities certificates in 2006 and 2007.
09/13/2017
Drake said that Bond Dickinson had been looking to expand via an alliance as opposed to a full merger.
09/12/2017
While consumer advocates say they remain hopeful the SEC will use the DOL rule as a model to expand fiduciary standards to cover brokerage accounts, many are wary.
09/11/2017
The $29.7 billion-asset Associated said in a press release Friday that Whitnell, which has $1 billion in assets under management, will supplement the bank's financial planning services tied to taxes, charitable contributions and estates.