04/13/2012
He was recently honored by the Federal Bar Association for his work investigating a complaint filed against a sitting U.S. district judge in New Orleans; in 2008, the judge was convicted and removed from office.
04/11/2012
As a result of the above conduct involving an “unspecified unregistered security,” Claimants sought a rescission of their investment, or, in the alternative at least $150,000 in compensatory damages, punitive damages, interest, costs, expenses
04/10/2012
U.S. District Judge Andrew Guilford in Santa Ana, California today issued a “tentative” opinion rejecting Olenicoff’s lawsuit against Zurich-based UBS, the largest Swiss bank.
04/05/2012
Billionaire David Rubenstein, co-founder of private equity firm The Carlyle Group, says he's willing to pay more in taxes, but lawmakers need to do their job and change the law.
04/05/2012
A veteran employee for Minneapolis-based Ameriprise Financial Services has been sentenced to three years in prison for using his "limitless access" to customers' confidential information to steal more than $180,000 in a conspiracy entangled
04/03/2012
Genworth has leadership positions in offerings that assist consumers in protecting themselves, investing for the future and planning for retirement -- including life insurance, long term care insurance, financial protection coverages, and independent advi
03/29/2012
The lawsuit, filed in 2010 by the City of Farmington Hills Employees Retirement System, a Michigan pension fund, on behalf of more than 100 other institutional investors, claimed breach of fiduciary duty and fraud. The investors sought to be allowed to pu
03/26/2012
The contract that Herbert agreed to said he would be paid 24 million rand or $3.1 million, but JPMorgan officials said they meant to put a decimal point between the two and the four, making his actual pay 2.4 million rand.
03/26/2012
The Securities and Exchange Commission said in a statement Friday that Wells Fargo agreed to produce the documents under subpoenas dating to September of 2011, but the bank has failed to hand over much of the requested material.