04/01/2021
Nine named plaintiffs led by Donna Kassman filed a motion asking U.S. District Judge Lorna Schofield to approve the deal, which would resolve a hybrid class and collective action that started in 2011.
04/01/2021
The complaint further alleges that Elstun made unsuitable and risky investments in daily leveraged and/or inverse ETFs that were inconsistent with Elstun's clients' investment objectives and risk tolerances.
04/01/2021
“The guidance in our notice details steps platform operators need to take to comply with securities legislation as they prepare to fully integrate into the Canadian regulatory structure,” said Louis Morisset
03/31/2021
Earlier this month, Goldman Sachs Group Inc Chief Executive Officer David Solomon told the bank's thousands of employees that he hoped to have them working in offices again by this summer.
03/31/2021
But disclosure requirements will not be triggered until SEC identifies affected companies, and SEC is not yet addressing the mandated trading prohibitions
03/30/2021
Bubble or not, there are currently more than 400 US SPACs looking for targets
03/30/2021
The LSC currently has a team of five dedicated to providing legal services related to corporate and finance matters.
03/28/2021
That’s set to change as a market now worth over $2 trillion develops rapidly, and as financial engineers create new ways to brand such debt.
03/28/2021
The FSCC’s focus on financial stability constitutes the second pillar of the FRB’s climate change framework.
03/28/2021
Bitcoin, the largest cryptocurrency in terms of market value, has “proven itself” as its blockchain hasn’t been hacked and it has a large following.
03/26/2021
Before the panel convened, each SEC Commissioner highlighted concerns about the existing disclosure framework and calls to revamp the framework to address ESG matters.
03/26/2021
U.S., Malaysia argue Petrosaudi funds tied to money-laundering
03/26/2021
The ARRC acknowledged this important development in a related press release, describing the legislation as “crucial in minimizing legal uncertainty and adverse economic impacts associated with the transition.”
03/24/2021
Summing things up, Sebastian also said, “The joy of being an M&A lawyer is that you are the quarterback for the entire process.”
03/24/2021
The Committee received 112 submissions.
03/24/2021
With decades of experience and 2,300 clients across North America in a variety of industries, Computershare brings a long-term commitment to the business
03/24/2021
Their reports have generally shown that women make at least 99% what men do when they share the same title.
03/22/2021
Coinbase slapped with $6.5 million fine by CFTC
According to the order, between January 2015 and September 2018, Coinbase recklessly delivered false, misleading, or inaccurate reports concerning transactions in digital assets
03/19/2021
“As alleged in the complaint, Levine repeatedly lied to investors in this close knit community to fraudulently secure millions of dollars in investments,”
03/19/2021
Latham & Watkins LLP represents the underwriters in the offering with a capital markets team led by New York Partners Marc Jaffe and Ian Schuman