01/12/2021
Despite being aware of the measures imposed on Syria and its state entities, the bank reportedly was not aware that it was violating the sanctions by providing indirect means of money transfer.
01/11/2021
The delisted derivatives represent about 4 per cent of over 12,000 derivative products in Hong Kong
01/09/2021
The order further finds that these payments were inaccurately recorded as legitimate business expenses and involved invoices and documentation falsified by Deutsche Bank employees.
01/08/2021
The Company is sponsored by SoftBank Investment Advisers
01/07/2021
There are certain features that can be distilled from the case law for a successful invocation of MAC/MAE clause to terminate an agreement.
01/06/2021
Second passports and dual citizenships have long been a hallmark of ultra-high net-worth individuals
01/06/2021
One does not have to look far to see the evidence of this.
01/06/2021
Building the right risk and control infrastructure and remediating our legacy issues remain our top priority
01/06/2021
The sanction addressed failures to maintain proper oversight of advisers, which included a Ponzi scheme, according to the regulator
01/06/2021
Cohen Ziffer Frenchman & McKenna LLP Opens with Over 20 Lawyers and Staff in New York
01/06/2021
Firm honored by Law360 for prowess in representing banks in complex, cross-border litigation, transactions, and regulatory matters.
01/06/2021
The combination of four leading plaintiffs' firms gives Milberg expanded ability to prosecute cases not only domestically, but worldwide.
01/05/2021
Our report features economic analysis from The Economist Intelligence Unit, and legal analysis from our team of more than 1,000 disputes specialists across 77 offices.
01/05/2021
Judge orders case moved in part due to Robert Brockman’s treatment for dementia
01/04/2021
The Senate voted 81-13 on Friday to override President Trump’s veto of the bill, which sets spending for defense operations and national-security programs for the 2021 fiscal year.
01/04/2021
These rules reflect a growing international trend to require disclosure of beneficial ownership and creates compliance similar to many other countries, including but not limited to Bahamas and Bermuda, for example.
01/04/2021
Five FCPA settlements have now reached a billion dollars or more, and it takes at least $585 million to even appear in the current top ten.
12/31/2020
In certain accounts belonging to the couple, BNY Mellon-affiliated funds made up as much as 95% of their portfolio, according to the complaint.
12/31/2020
FINRA's self-reporting 529 plan share-class program includes $2.7 million in total restitution and interest paid to clients of 3,900 accounts.
12/31/2020
Trading revenue grew by nearly a quarter at Morgan Stanley in the first nine months of 2020.