12/21/2020
This Legal Update explores potential areas of concern for lenders associated with Collateral Account documentation and follows with considerations for drafting and best practices used to mitigate, and ideally avoid, potential issues associated with Collat
12/21/2020
Those communities need our support, they need institutions to act, and they need representation when it comes to making these decisions that deeply affect them.
12/21/2020
On Friday the Fed updated the restrictions for the March quarter saying, “In light of the ongoing economic uncertainty and to preserve the strength of the banking sector, the Board is extending the current restrictions on distributions, with modific
12/21/2020
The EU needs more risk-taking capital and reformed product markets
12/18/2020
Wow, the firm isn't even a year old yet. Great work!
12/18/2020
Requiring companies to reveal their true owners would be a step in the right direction.
12/17/2020
Revelation underscores competition among banks to bolster investment management divisions
12/16/2020
In Final 2020 Meeting, Fed Looks to Bridge the Gap
Hints about new criteria, or even the pre-conditions for deviation from existing policy, will have implications for investors.
12/16/2020
This action appears to anticipate the incoming Biden administration’s stated intention to rejoin the Paris Agreement, since the purpose of the Network is to:
12/15/2020
SEC slaps former Argo boss Watson with fine for misrepresenting pay
The SEC said the money from the fine will be transferred to the general fund of the US Treasury.
12/11/2020
Three-year extension to include collaborative research on multi-generational families and their businesses December 10, 2020 10:00 AM Eastern Standard Time CHICAGO--(BUSINESS WIRE)--Northern Trust, a leading provider of wealth management services, a
12/10/2020
Facebook faces multiple US lawsuits that could force sale of Instagram, WhatsApp
The lawsuits highlight the growing bipartisan consensus to hold Big Tech accountable for its business practices and mark a rare moment of agreement between the Trump administration and Democrats, some of whom have advocated breaking up both Google and Fac
12/10/2020
US Cryptocurrency Creator Faces Criminal Tax Evasion Charges
Elmaani is charged with two counts of tax evasion, each of which carries a maximum sentence of five years in prison.
12/10/2020
The adopted rules also update the method by which NMS market data is consolidated and disseminated, by fostering a competitive environment and providing for a new decentralized model that promises reduced latency and other new efficiencies.
12/10/2020
Having executed a successful internal buyout, the firm is well positioned to continue its growth strategy with the now re-structured senior management team and reiterate its commitment to its advisors and the industry to remain a privately held company.
12/09/2020
76% of Gen Z and 62% of Millennials believe that having a financial advisor is worth the cost
12/08/2020
The risk alert covers a fairly comprehensive set of compliance program deficiencies the OCIE staff has identified in a sample of deficiency letters from recent adviser examinations.
12/08/2020
This consolidated, wide range of data will constantly be at peril from fraudsters and cybercriminals.
12/07/2020
The banking veteran, who took over at the helm in 2012, didn’t reveal the specific governments the bank was working with.
12/07/2020
But the Chamber has dropped its opposition and now supports the measure as lawmakers addressed the group’s privacy concerns.