09/15/2016
Canaccord Looking for "Highly Talented" Human Advisors
We’re a boutique.
Wealth and Asset Management
09/14/2016
City National sells off salvaged remains of Convergent Wealth Advisors, but not before Convergent sheds nearly $7 billion of AUM
After a trifecta of traumas, Mark Hurley steps in to fund and help construct deal with Pathstone and PagnatoKarp
09/13/2016
Adviser pricing for ultrawealthy clients is under pressure
One-third of family offices have lowered what they charge new clients, survey shows
09/13/2016
Tim Holland joins Pictet Asset Management
Asset manager Pictet Asset Management has appointed Tim Holland as co-head of US sub-advisory within its US intermediaries group
09/13/2016
Stifel to Enhance Global Wealth Management & Public Finance Businesses With Acquisition of City Financial Corporation
Terms of the transaction were not disclosed. Closing is expected in the first quarter of 2017.
09/13/2016
Wealthy investors are putting more money into private equity
But since many nine-figure investors made their money by starting their own companies, they're also drawn to its more direct bets on individual businesses.
09/12/2016
Asset managers face pressure over bonuses
Ability of fund houses to police pay in other sectors in doubt if pay in own industry is high
09/12/2016
TD Bank Seen As 'Logical Buyer' For Richardson GMP
The wealth-management firm is on the auction block with TD among the bidders.
09/09/2016
Are you rich enough for JP Morgan's private bank?
JP Morgan’s private bank is continuing to cull the ultra-wealthy people it serves.
09/09/2016
The Uber-Rich Have as Much Trouble Investing as You
But there’s optimism, and there’s over-optimism.
09/09/2016
The Great Reveal: NewCRM2 rules set to reshape the wealth management industry
CRM2 is shaking up the wealth management industry like nothing I’ve seen in my time in the business.
09/09/2016
Family Offices And The Quest For Impact
Breakout sessions are led by industry thought leaders, subject matter experts and asset managers.
09/09/2016
CreditEase's Online Inclusive Finance Becomes Harvard Business School Case Study
This makes CreditEase the first ever Chinese FinTech firm to be published twice.
09/09/2016
Who is the wealthiest man in the world, Amancio Ortega or Bill Gates?
The fortunes of Zara and Microsoft founders fluctuate hourly, mirroring their shares’ market performance
09/08/2016
Are You a Rich Lawyer? You May Not Be Rich Enough for J.P. Morgan
Attorneys are among the clients most affected by the private bank’s recent decision to double its minimum to $10 million in investible assets
09/08/2016
Raymond James Closes Deutsche Bank Private Client Deal
The unit branches are located in 16 places, primarily concentrated in the Northeast and West Coast, with around 600 employees.
09/08/2016
The Strategic Financial Alliance Welcomes Carnegie Wealth Management And Carlyle Wealth Management To Its Broker-Dealer And Registered Investment Adviser Platforms
Well-Established Pennsylvania and Georgia-Based Firms Bring to SFA a Total of $350 Million of Client Assets
09/06/2016
Barron's Ranks Clarfeld as NY's #1 Independent Wealth Advisor for Eighth Consecutive Year
Notably, this honor follows their ranking on Forbes’ 2016 "America's Top Wealth Advisors" list where they joined both independent and mega firms advisors.
09/06/2016
Raymond James Financial Completes Acquisition of Deutsche Bank Unit, "Alex. Brown
That such a large percentage of legacy advisors agreed to join Raymond James as part of this agreement speaks highly of our values-oriented culture and the sophistication of our offerings.
09/05/2016
Keeping the wolves at bay: Meet the woman who’s making Wall Street safe for women
Men make up about two-thirds or more of executives at leading investment banks and an even higher share of first-year bankers.