03/17/2013

Raymond James Introduces New Compensation Model

Building on its tradition of providing choice for advisors seeking RIA options, Raymond James announced the introduction of a new compensation model for “RIA hybrids” effective April 1, for financial advisors with at least $100 million in disc

03/11/2013

Majority of Advisors Live for Today, Lack Plans for Tomorrow

While prevailing industry research shows that the overwhelming majority of financial advisors are 50 years or older, most advisors don't have effective plans for the future of their businesses, according to an SEI survey released today.

03/10/2013

'Bullying' bank boss has quit Barclays

At the centre of the report was the New York office of Barclays Wealth Americas, where in April last year a consultancy was called in to investigate.