07/22/2019
Facebook, which is spearheading Libra’s development via a new subsidiary called “Calibra,” has also gathered a consortium of companies that will supposedly have equal commitments with Facebook
07/22/2019
Levine’s settlement is apparently the largest involving an individual claimant in the last decade, Craig McCann, principal of Securities Litigation and Consulting Group, tells CNBC.
07/22/2019
Heffernan has grown revenue to over $100 million, primarily through organic growth along with selected acquisitions.
07/22/2019
Banks will not have to register as investment advisers under EU rules
07/18/2019
3 focus areas for banks to achieve more effective and efficient customer due diligence
07/18/2019
EU representatives made their motives clear in statements immediately following the negotiations.
07/18/2019
Five Dickinson Wright attorneys are listed as "Leaders in their Fields"
07/18/2019
Settlement wraps up one of the largest remaining disputes in liquidation of Bernard Madoff’s Ponzi scheme
07/18/2019
The drugs are worth way less than $1 billion
07/17/2019
The SEC alleges that AR Capital, Schorsch, and Block, acting in breach of the relevant proxy disclosures, inflated an incentive fee in both mergers
07/17/2019
The SEC’s orders further find that Nomura lacked compliance and surveillance procedures that were reasonably designed to prevent and detect this misconduct, which inflated the firm’s profits on CMBS and RMBS transactions at its customers&r
07/16/2019
The states were allowed to require a notice filing, which means you are not actually registering, but giving notice of intent to sell in the state.
07/16/2019
Charged with pursuing tax crimes, one of those first agents, Elmer L. Irey, would lead the new crime fighting unit and change history.
07/16/2019
Chambers & Partners, one of the world’s leading legal directories, conducts independent research that relies on feedback from industry leaders and clients to identify the top attorneys and law firms from around the world.
07/16/2019
The securities firm used algorithm-based trading through direct market access.
07/16/2019
“We’ve seen a greater need for us to make investments in terms of risks, compliance and audit, all those things that we’re going to need to make investments in, in order to satisfy the requirements of our regulators,” said Interim
07/15/2019
Katten also was commended for the outstanding legal services it provides in Private Wealth Disputes in New York.
07/15/2019
The final amount of the fines may well be decreased in court.
07/15/2019
Also known as the Butch Lewis Act, the bill would establish the Pension Rehabilitation Administration and a related trust fund within the Treasury Department
07/15/2019
Even if it were to pass the full house, it would still have to pass the senate which would also likely be an uphill struggle.