08/29/2019
The complaint alleges that Smith, and the entities she controls, also disseminated false statements touting positive returns and most recently fabricated documents in an attempt to inflate Broad Reach's assets and lull her investors into believing th
08/28/2019
The proposed changes, which also include reducing the annual number of offsites from two to one
08/28/2019
James Staley, who ran the bank’s asset-management division, which included the private bank, from 2001 to 2009, built JPMorgan’s relationship with Epstein, the article noted.
08/28/2019
The SEC's action follows on federal criminal charges, filed last week, that landed the alleged swindler in jail.
08/26/2019
Senators say FRTIB is supporting Beijing’s military, espionage and security efforts
08/26/2019
Since then, former Gov. Ricardo Rossello, who signed the law, has been replaced by former justice secretary Wanda Vazquez.
08/25/2019
The US authorities have charged 80 people, "most of whom are Nigerian nationals", with participating in a conspiracy to steal millions of dollars, prosecutors say.
08/23/2019
Wells Fargo said in a statement that the agreement demonstrates the bank’s “commitment to make things right regarding past sales practices issues.”
08/23/2019
As the lead sponsor of The Shed's "Open Call," TD will underwrite programs focused on providing access, visibility and resources for New York-based emerging artists
08/23/2019
The settlement “puts other companies on notice that harmful business practices against the Navajo people will not be tolerated,” Navajo Nation President Jonathan Nez said in the statement, which referred to Wells Fargo’s “long camp
08/22/2019
The Government of Canada announced that the production and sale of edible cannabis, cannabis extracts and cannabis topicals will be legal in Canada, as of October 17th, 2019.
08/22/2019
Without admitting or denying the SEC’s findings, AOC and Gonzalez agreed to pay penalties of $250,000 and $40,000, respectively.
08/22/2019
The SEC's order finds that ICO Rating violated the anti-touting provisions of Section 17(b) of the Securities Act of 1933.
08/21/2019
While the Justice Department did not identify the banks by name in court papers, Trunz had worked for JPMorgan since at least 2008, according to the Financial Industry Regulatory Authority’s BrokerCheck database.
08/21/2019
On July 30, 2019, the US Court of Appeals for the DC Circuit unanimously upheld a district court order requiring three unnamed Chinese banks to produce financial records subpoenaed by US federal prosecutors. Although the US government does not currently s
08/21/2019
Following the financial crisis, banks took important steps to recapitalize their balance sheets, restore liquidity, and improve their risk management in responsible ways.
08/21/2019
The proposal will be subject to a 60-day public comment period after its publication in the Federal Register.
08/20/2019
Visium is seeking more than $100m in repayment for money it says it paid Sanjay Valvani
08/19/2019
The 2020 Best Lawyers accolades are the latest honors for the attorneys of the boutique Family Law firm.
08/19/2019
The case concerned the acquisition of Jarden Corporation (the Company) by Newell Rubbermaid Inc at a price of $59.21 per share (consisting of cash and Newell stock).