03/28/2019
Accurate and complete transaction reporting helps underwrite market integrity and supervise firms and markets. In particular, transaction reports help the FCA identify potential instances of market abuse and combat financial crime.
03/28/2019
The approved settlement requires the bank to pay $13.46 million into a settlement fund for nearly 6,000 class members.
03/27/2019
I'm not here to blame anyone else
03/27/2019
This plan includes and amendment extending the offence of money laundering to include 'recklessness' as an alternative criterion for prosecution.
03/27/2019
Based on its findings, the SESC made a recommendation to the Prime Minister and the FSA (Financial Services Agency) commissioner that an administrative monetary penalty payment order should be issued in regard to the alleged market manipulation.
03/26/2019
Firms from outside of California continue to show interest in growing their LA presence.
03/22/2019
The former hedge fund founder denies touching anyone inappropriately.
03/22/2019
He told investors the fund was “earning substantial returns,” but it was actually “earning substantial losses,” by 2014, according to the statement.
03/21/2019
The firm is eliminating 10 staffers in the commodities division, representing about five percent of the unit’s workforce
03/21/2019
Walkers Bermuda* partner Jonathan Betts will also be in attendance.
03/21/2019
She stressed that the first step before considering policy changes is to "have a clear understanding of costs and benefits and pay careful attention to unintended consequences."
03/20/2019
Gary will be participating in the panel entitled ‘Captive Insurance: Your Company’s Risk-Management Advantage’.
03/19/2019
Manulife said on Monday that it was "pleased with the ruling."
03/19/2019
On Monday, only the Singapore unit of Goldman Sachs appeared at a pre-trial hearing in a Kuala Lumpur court as a respondent.
03/19/2019
Dubai's non-oil trade with Panama amounted to $42m in 2018
03/18/2019
This year's conference features more than 30 speakers from 13 jurisdictions.
03/18/2019
The announcement reverses a 2015 notice in which the IRS said it intended to amend the code to disallow lump-sum offers to participants already receiving benefits.
03/15/2019
Currently, some platforms are subject to securities regulation depending on what crypto assets they trade and how they’re operated, but others are unregulated
03/14/2019
Of the 50 people charged in the FBI's Operation Varsity Blues, 33 were parents, officials said, warning that the investigation is ongoing and that others could be charged.
03/14/2019
Many banks, including JPMorgan Chase and Ally Bank, are experimenting with AI in this way to protect user data and money, and, for money laundering in particular, AI can flag fraudulent transactions with criteria that humans cannot see.