07/01/2019

Breaking down the SECURE Act

The SECURE Act will allow participants to either keep the annuity or roll it into an IRA or other qualified plan in the event that the annuity option is removed from the plan’s investment lineup.

07/01/2019

State Street to pay $88.8 million to settle SEC charges

As described in the order, State Street's clients agreed to pay the firm back for out-of-pocket custodial expenses that the firm paid on the clients' behalf. Instead of charging clients for the actual amount of the expenses, however, the SEC ord