09/14/2021
SEC fines Chinese billionaire's companies $539m over illegal offerings
Companies to Pay More Than $539 Million in Settlement for Distribution to Investors
09/14/2021
Trio charged after investors lose $155m
They were arrested in Spain, Argentina, and the US
09/13/2021
Specifically, President Biden has required all federal workers as well as employees of federal contractors to be vaccinated against Covid-19.
09/12/2021
The committee also voted to approve recommendations that would impose greater restrictions on Rule 10b5-1 trading plans.
09/12/2021
The token sale between July and September 2017 raised the equivalent of US$18 million from investors
09/10/2021
The Proposed Overregulation of Family Offices
Is it just a game of political “Whack-A-Mole”?
09/10/2021
Developments represent both progress and work left to do on complex, longstanding issues
09/09/2021
Three of the CFTC’s four actions concerned commodity pool fraud.
09/08/2021
Most firms report effective business continuity plans related to COVID-19
09/08/2021
Answers to questions regarding rollovers.
09/07/2021
In a bid to force American embassies to resume processing citizenship renunciation requests
09/03/2021
The government’s plans in relation to bolstering international data transfers also include the formation of a new International Data Transfers Expert Council.
09/02/2021
DLA Piper's global capital markets team represents issuers and underwriters in registered and unregistered equity, equity-linked and debt capital markets transactions, including initial public offerings, follow-on equity offerings, equity-linked secu
09/02/2021
FDIC, Fed and OCC published updated guidance on fintech work for community banks
09/02/2021
Prosecutors said BitConnect ran a "textbook Ponzi scheme" by paying earlier investors with new investor money.
09/01/2021
The bank has sought more time to resolve the issues raised by the consent orders, according to Bloomberg.
09/01/2021
Those workers’ base pay increased to at least $100,000, from around $85,000, starting this month.
08/31/2021
The previously unreported injunction was finalized May 27 and marks at least the second time J.P. Morgan has taken a former banker or team to court amid over a dozen departures in the past year.
08/31/2021
According to the commission, the firms' faulty cyber policies and procedures didn't protect private client information after third parties fraudulently took over company email accounts.
08/31/2021
According to Cornerstone Research, both the number of new filings and the average approved settlement amount in securities class actions decreased relative to the same period last year and historically.