03/16/2021
Dentons' combination with Guevara & Gutierrez would further strengthen Dentons’ position as the only pan-Latin American and the Caribbean law firm and would position Dentons as the only global law firm in Bolivia.
03/14/2021
Whistle-Blower Says Credit Suisse Helped Clients Skip Taxes After Promising to Stop
A former bank employee contends that the Swiss bank continued to help American clients avoid taxes long after its 2014 plea deal with the U.S. government
03/12/2021
The new rules come just months after a congressional bill gave the Treasury Department a year to come up with regulations to help mitigate the threat of money laundering, crime and terror financing in the antiquities trade.
03/10/2021
Dentons' combination with Paz Horowitz Abogados in Ecuador would further strengthen Dentons’ position as the only pan-Latin American law firm, with locations across 26 countries.
03/10/2021
Barclays isn't the only bank judiciously trimming staff this week
03/10/2021
LCLD's landmark Fellows Program began in 2011.
03/10/2021
They accused Fidelity of charging "secret fees" and offering a "kickback" to managers of competing firms whose investments are available through the Fidelity FundsNetwork.
03/08/2021
SEC Commissioners: Are Recent Announcements Changes from Status Quo or New PR Twist?
03/08/2021
The SEC has awarded approximately $758 million to 142 individuals since issuing its first award in 2012.
03/08/2021
McAfee indicted in federal court over schemes that promoted cryptocurrency offerings on social media
03/05/2021
Yields on Treasury debt rose after Powell signaled the central bank would make no immediate move to cap the recent increase in yields.
03/04/2021
Robert John Hager, 71, was sentenced to 18 months in federal prison for abusing his position as the CEO of Border State Bank to buy into a fraudulent "get-rich-quick" scheme.
03/03/2021
Many of these organizations may not realize that there are outsourcing solutions specifically tailored to their regulatory compliance needs.
03/03/2021
At least four leveraged loan issuers came to market with deals that included “Revlon clawback language” in credit documents in recent weeks.
03/02/2021
SEC Examinations Division Issues Risk Alert Regarding Digital Assets
The Division warned that their review of policies, procedures and practices of investment advisers investing client assets in Digital Asset Securities
03/02/2021
The issue before the Court was whether the trial court had erred by instructing the jury that the state of mind requirement necessary
03/02/2021
U.S. prosecutors claim that Meng misrepresented the Skycom relationship, allegedly making statements that suggested that the firm was sold to an arms-length third party when it was in fact sold to a parent company Huawei controlled.
02/25/2021
U.S. District Judge John Lee on Wednesday rejected prosecutors’ argument that their probe into the manipulative trading tactic was independent from the CFTC’s.
02/25/2021
Steven Pagartanis was sentenced to more than 14 years in prison for his role in the scheme, according to the Justice Department. FINRA had previously barred the Long Island–based advisor from the industry.
02/24/2021
Parsons, who is listed as the claimant along with related entities as well as his one-time roommate and fellow National Basketball Association player Courtney Lee, alleged that between 2017 and 2019 “payments were made without prior approval”