02/24/2021
Parsons, who is listed as the claimant along with related entities as well as his one-time roommate and fellow National Basketball Association player Courtney Lee, alleged that between 2017 and 2019 “payments were made without prior approval”
02/24/2021
This firm is willing to go harder, better, faster, and stronger to build revenue. Is yours?
02/23/2021
GTCR and Reverence Capital are two respected private equity firms with deep experience investing in the asset management space.
02/23/2021
The regulatory agency claimed Scott Wayne Reed failed to get approval from Wells Fargo when soliciting clients to invest in a software company he himself was invested in.
02/23/2021
Last November, James Booth was sentenced to 42 months in prison for conducting a Ponzi-like scheme on investors and was ordered to pay nearly $5 million.
02/22/2021
Until then, pensions must contend with significant variation with incoming reporting and differences in statutory reporting requirements for their disclosures – differences that potentially create additional burdens on pensions.
02/19/2021
JPMWM originates prime jumbo loans and offers fixed-rate, adjustable-rate, interest-only mortgages, and Home Equity Line of Credits (HELOCs).
02/19/2021
In December, the company had said that it still has to work on improving its control systems in order to have the cap lifted.
02/19/2021
The proposed legislation, entitled the “Biometric Privacy Act,” would apply to private entities and regulate the collection, storage, retention, and use of biometric information of individual persons and customers.
02/19/2021
Unitholders may redeem or switch their units of the Fund prior to the Termination Date.
02/19/2021
Browne had been working with 323 clients who kept $145 million at JPMorgan, it said.
02/18/2021
This collaboration strengthens our commitment to our clients’ needs and further equips us to provide best-in-class solutions globally.”
02/17/2021
The groups urged the OCC to publicly announce that it will coordinate with the Fed and the FDIC on a joint CRA rulemaking
02/17/2021
The law usually punishes those who spend money accidentally deposited in their accounts.
02/17/2021
It said the investigation isn’t expected to have a material adverse effect on its consolidated financial position, results of operations, or cash flows.
02/16/2021
His warning comes as central banks and governments around the world ramp up their focus on digital currencies.
02/16/2021
Technology, regulation, and the future of financial crime compliance
02/16/2021
Is the American dream accessible for European fintechs, or has the pandemic put a spanner in the works?
02/15/2021
Partners and managers at law firms face a constantly shifting regulatory picture from the regulators as Covid-19 continues to make its presence felt both professionally and personally.
02/15/2021
Citigroup noted the “extraordinary effect” on macroeconomic conditions in the US and globally.