Managers of Wealth Americas

New Banking Institution Sunstone Trust Open for Business

Sunstone approved as first de novo trust in California in nearly 14 years

Holland & Knight and Thompson & Knight Complete Merger

The combined firm will have approximately 1,600 lawyers and other professionals in 30 offices.

BTI Consulting Group Revealed the Most Recommended Law Firms for Their Performance in the Legal Area

The study focused on client service, and Holland & Knight was recognized as a "Highly Recommended" firm.

Clifford Chance advises on largest green project bond in Latin America

The Notes were evaluated for ESG criteria by Sustainalytics.

Remote hearings could trigger due process arguments in arbitration

The conclusion brings into sharp focus due process arguments where parties have been forced through necessity to conduct hearings remotely.

Daniel J. Ocasio from the DJO Law Group Identifies Red Flags of SEC Fraud that You Should Be Aware Of

"when investors put their money in the hands of Wall Street, they should be able to do so with the understanding that they're entering into a transparent agreement based on trust. However, broker-dealers sometimes misuse cash or fail to disclos

Arthur J. Gallagher & Co. Announces Termination of Agreement to Acquire Certain Willis Towers Watson plc Brokerage Operations

The company plans to provide further updates on its second quarter 2021 earnings call on July 29, 2021 after the market close.

HSBC faces questions over disclosure of alleged money laundering to monitors

Bank was under supervision by US Department of Justice-appointed team because of previous violations

Instagram Influencer Hushpuppi Pleads Guilty To Money Laundering

Today’s announcement deals a crucial blow to this international network and hopefully serves as a warning to potential victims targeted with this type of theft.

David Guin featured in Investment News article on proposed SEC legislation for family offices

David tells Investment News he’s unsure if the legislation’s prospects are very promising.

Fidelity enjoys big year among lineup changes in 401(k) plans

P&I compared 880 11-K filings with the Securities and Exchange Commission between May 28 and June 30 with filings in 2020 and found that 101 U.S. corporate 401(k) plans added at least one investment option last year.

Clifford Chance advises on tender offer and related financing by Peruvian company Pesquera Exalmar

The Clifford Chance team comprised members from all three Americas offices and was led by Capital Markets partner Hugo Triaca.

Almost Time for Term SOFR

The different reference sources, day-count conventions, and publication calendars for Term SOFR and SOFR Averages are explained, and recommendations are given regarding key loan conventions.

Ex-Merrill Trader Says He Learned to Spoof From Pacilio, Bases

Lakhan, who agreed to cooperate with the government to avoid prosecution, said he began using the same techniques from his office in London.

US Charges British Art Restorer for Role in Antiquities Trafficking Ring

New York Authorities had long pursued Kapoor, and have slowly been repatriating some of the more than 2,500 looted artifacts they confiscated when they shut down his Manhattan dealership.

RBC Wealth fires advisor following kidnapping charges

Investment advisor was arrested for reportedly assaulting two women in separate incidents

Ex-Goldman Sachs banker in 1MDB corruption case gets smaller ankle bracelet

Ng is on probation pending trial in Brooklyn federal court where he stands accused of conspiring to violate an anti-bribery law and launder money.

UBS Settles Charges Related to Investments in Complex Exchange-Traded Product

More Than $8 Million Returning to Harmed Investors as Part of Ongoing Risk-Based Initiative

SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies

The SEC’s complaint charges Govil with violations of antifraud provisions of the federal securities laws

US Federal Agencies Release Public Sections of Resolution Plans for Eight Large Banks

By regulation, resolution plans must be divided into public and confidential sections.

Legal, Regulation & Compliance