Wealth and Asset Management

Three UBS Advisor Teams Named to the Forbes America’s Top Wealth Management Teams List

CIBC Mellon Enhances Mackenzie Investments' Asset Management Capabilities

‘Disruptive’ tech, Asian markets and US equities to create opportunity for UHNWs in 2024, says HSBC Global Private Banking

J.P. Morgan Private Bank: global family office ecosystem puts it in prime position to meet the needs of UHNW clients

DWS announces iCapital partnership to deliver global alternative asset strategies to the US private wealth sector

Goldman Sachs to accelerate Japan push, wealth management head says

People Moves

Modern Wealth Management Appoints J.P. Rankin as Chief Compliance & Legal Officer

TD to appoint Alan MacGibbon as Chair of the Board

Industry Veteran Joins Wellington-Altus Board of Directors

Snowden Lane Recruits Hybrid RIAs in Colorado, Florida

The Hartford announces key leadership appointments

Froda appoint ex-Klarna engineer as CTO in bid to continue expansion

Legal, Regulation & Compliance

US Regulatory Update Q3 2023

SEC Charges Laidlaw & Co. Reps With Excessive Trading, Violating Reg BI

Blackstone to close multi-strategy fund after assets drop nearly 90%

Manulife Investment Management to Acquire Multi-Sector Alternative Credit Manager CQS

Morgan Stanley CEO says his firm is ready for ‘Basel III endgame’ — the sweeping new global rules on banking

Sources: Focus Financial Firms To Consolidate

FinTech

Arete Wealth announces launch of direct-to-consumer digital wealth platform

LTX by Broadridge Named First Runner Up in the 2023 Gartner® Eye on Innovation Awards

TECH Apple is trying to unwind its Goldman Sachs credit card partnership

Wealth management firms leverage advanced financial planning tools as battle for advisor talent intensifies

JPMorgan discusses the effects of spot ETFs on Bitcoin’s price

Fintech aims to shake up how alternative asset firms connect with wealth managers

Alternative Investments

Sun Life Global Investments' Oricia Smith named one of Wealth Professional's Top 50 Leading Women in Wealth

State Street Global Advisors to Launch New Company Board-Aligned Voting Policy

Alternative Allocations: Alternatives by Franklin Templeton—access granted

Six One Commodities Successfully Expands and Renews Revolving Credit Facility

Principal Asset Management℠ Real Estate Strategies Receive 4-Star Rating

Women-owned and Operated Integrity Wealth Management Latest Firm to Choose Osaic

Investment Banking

Another much loved Citi MD resigned for a more exciting alternative

TD Bank Group Declares Dividend

JPMorgan is the winner of the eFinancialCareers Ideal Employer award

Wells Fargo invests $1.5m into entrepreneur space

Fulton Bank commits $10 million to growth-stage technology companies fund

First Financial Corporation and SimplyBank Sign Merger Agreement

Comment, Analysis & Research

Revealed: the Top 50 Leading Women in Wealth 2023

16 Richest Hedge Fund Managers in the World

Inflation report puts stock market rally to the test: What to know this week

What will CIRO's planned 'office of the investor' do for Canadian investors, advisors?

"I work in banking. I am frugal, and thankful"

Barclays identifies perfectly obvious place for its job cuts.

Tax

How Much Do I Have to Make to File Taxes?

The IRS just announced the new tax brackets. Here's how to see yours.

Temporary Tax Plan Could Boost Your Standard Deduction By Up to $4,000

How The Rich (Legally) Avoid Paying Savings Account Taxes

Raymond James Selects J.P. Morgan Asset Management's 55ip

Grant Thornton achieves record revenues of $2.4 billion in FY 2023

Retail Banking

Where the generative AI jobs are in banking (try Citi)

Veteran Citi MDs quietly vanishing during latest cuts

BizCap Assists Performant Financial in Securing a $25MM Revolving Loan Facility with Wells Fargo

BNY Mellon Launches Universal FX

FV Bank Launches Custody Money Market Account for Exposure to US Treasuries

Big Banks Weigh Better Rates for Depositors

Planet SOS

Can I invest sustainably across my portfolio?

Brazil raises $2 billion in ESG sovereign bonds debut

Goldman Sachs Asset Management raises $4 bln for infrastructure deals

U.S. Treasury: Banks' 'net zero' pledges must align with temperature limits

Investors urge greater scrutiny of climate funding tools

Elon Musk and Tesla: A Green Energy Milestone for Bitcoin Acceptance

Covid-19

JPMorgan, Citi employees to start 2022 with remote work as Covid cases rise

Nearly One Third of Small Businesses Have Voluntarily Reinstated Restrictions

Deloitte makes vaccination mandatory for US workforce

Delta variant pushes BlackRock to delay US office return as UK on track with hybrid working

Vanguard: Investment giant to pay vaccinated workers $1,000

Wall Street giant to bar unvaccinated staff