Managers of Wealth Americas

SEC Enforcement Chief Defends Division as Atkins Faces Scrutiny Over Crypto Dismissals

Atkins named Judge Ryan as the agency’s enforcement director in September.

Premier leads Cayman delegation to FATF plenary in Mexico

In addition to attending the main Plenary sessions, members of the Cayman delegation will participate in a series of targeted meetings

What does Fed policy mean for investors?

The timing of the next rate cut may be delayed by stronger growth data and early signs of stabilization in the labor market, but the likelihood of further easing increases the importance of putting excess cash to work for investors.

Nubank advances US launch with OCC approval

Nubank is now in the "bank organisation phase" after first filing for a US national bank charter last September, and plans to open a regional bank within the next 18 months.

Labour groups push MPs to force CRA disclosure on offshore tax evasion

Greater transparency is critical to protecting the integrity of the tax system

Trump's JPMorgan lawsuit underscores his growing clash with Wall Street

The move underscores how large financial institutions, expected to be major winners of Trump's sweeping deregulatory agenda

Brazil's Haddad proposes expanding central bank oversight to investment funds

Brazil's federal police have pointed to the use of investment funds with cascading structures in their investigation

Trump’s plan to cap credit card interest rates alarms bank shareholders

Trump’s post is just that – a message on a social media platform.

Can a former advisor win a fight with the Securities and Exchange Commission?

Former insurance agent Dean Vagnozzi claims SEC has dragged his name and reputation through the mud.

Trump’s plan to cap credit card interest rates alarms bank shareholders

Trump’s post is just that – a message on a social media platform.

CIRO launches new proficiency model and first official exams

New exam-based framework arrives for advisors as CIRO reshapes proficiency standards

Canadians need to pay $150 or more in exit fees just to leave their bank — TD Bank is the latest to hike transfer-out fees

Service fees and financial advice costs will increase over time — to reflect the higher cost of goods and service; however, transfer-out fees are not service fees.

Legal, Regulation & Compliance

SEC Enforcement Chief Defends Division as Atkins Faces Scrutiny Over Crypto Dismissals

Premier leads Cayman delegation to FATF plenary in Mexico

What does Fed policy mean for investors?

Nubank advances US launch with OCC approval

Labour groups push MPs to force CRA disclosure on offshore tax evasion

Trump's JPMorgan lawsuit underscores his growing clash with Wall Street

Brazil's Haddad proposes expanding central bank oversight to investment funds

Trump’s plan to cap credit card interest rates alarms bank shareholders

Can a former advisor win a fight with the Securities and Exchange Commission?

Trump’s plan to cap credit card interest rates alarms bank shareholders

CIRO launches new proficiency model and first official exams

Canadians need to pay $150 or more in exit fees just to leave their bank — TD Bank is the latest to hike transfer-out fees

Ex-Merrill Broker, Sentenced to Two Years Prison, Ordered to Pay $2.4-Mln Restitution

SEC Charges WhatsApp Group Operators With $14M Crypto Scam

FINRA: New York Firm Missed 'Glaring Red Flags' of Churning

SEC Finds Some Advisors Still Missing Ad Rule Disclosure Requirements

US Bank Regulator Allows Five Digital Asset Firms To Launch Trust Banks

Danske Bank confirms conclusion of US Department of Justice probation

Fed data suggests central bank has stopped losing money

Budget boost for UK wealth managers