11/30/2023
Modern Wealth Management Appoints J.P. Rankin as Chief Compliance & Legal Officer
Rankin brings more than a decade of legal experience to help the firm establish and maintain a national, cohesive compliance program
People Moves
11/30/2023
TD to appoint Alan MacGibbon as Chair of the Board
Mr. Levitt joined the TD Board in 2008 and has served as Chair since 2011.
11/30/2023
Industry Veteran Joins Wellington-Altus Board of Directors
Andrew has long been a visionary for the Canadian Wealth Management industry
11/30/2023
Snowden Lane Recruits Hybrid RIAs in Colorado, Florida
They are joined by Senior Client Relationship Manager Erika Winters
11/30/2023
The Hartford announces key leadership appointments
All appointments are effective March 1st, 2024, except for Ant’s, which takes effect January 2nd, 2024.
11/29/2023
Froda appoint ex-Klarna engineer as CTO in bid to continue expansion
Froda operates at the forefront of facilitating access to financing for small businesses.
11/29/2023
Perigon Wealth Management Welcomes Wealth Advisor Inc. of Nevada
The transaction extends Perigon's footprint into Nevada and enhances the firm's California presence with an office in San Diego County.
11/29/2023
Apollo Intelligence Names Chief Financial Officer
Susan brings rich experience in driving and supporting enterprise growth through disciplined fiscal management
11/29/2023
PPM America Hires Lord Abbett Director To Global Distribution Team
Greg is an excellent addition not only to the Global Distribution team but also PPM as a whole
11/28/2023
Churchill Asset Management brings on senior investment strategist
It is a new position
11/28/2023
Piper Sandler Strengthens Healthcare Investment Banking Team with the Addition of Brandon Rice
Prior to joining the firm, Rice spent 17 years at Bank of America Securities
11/28/2023
State Street Global Advisors Appoints Anna Paglia as Executive Vice President and Chief Business Officer
Paglia brings extensive ETF industry leadership and experience to new leadership role
11/28/2023
Scotia Global Asset Management makes sub-advisor change
There will be no change to the investment objectives of the Fund resulting from this change.
11/28/2023
GoldenTree Asset Management Hires Mathew as Head of Corporate Strategy
He joins GoldenTree from Sixth Street
11/27/2023
GoldenTree Asset Management Hires Head of Corporate Strategy
GoldenTree has increasingly executed on strategic transactions
11/27/2023
Soros says goodbye to hedge fund career
He also appeared at the top of an annual ranking of the most generous American philanthropists in February; unsurprising given that he is estimated to have given away more than $4.8 billion.
11/27/2023
Savvy Advisors Continues Strong Recruiting Growth, Welcomes Industry Veteran John Khoury as Principal Wealth Manager
Boston-based advisor comes to Savvy from Schwab, where he oversaw more than $1 billion in brokerage assets for over 350 individuals, institutions, and families
11/23/2023
Bank of America appoints global head of capital introduction
The bank had intended to streamline operations and cut costs through natural attrition but found that recent improvements to its corporate culture have led to higher employee retention than anticipated.
11/23/2023
Allstate adds former MetLife exec to board of directors
CEO hails new board member for her "broad insurance experience"
11/23/2023
Financial Gravity Welcomes New Family Office Director Jemel Smith
His approach is not just about providing tax services; it's about nurturing businesses to thrive in a competitive landscape.