Managers of Wealth Americas

Morgan Stanley’s top wealth advisers faced internal probe before exit

Garth Hu and Cathy Ding oversaw $4 billion and left to start their own firm amid concerns the Wall Street bank ultimately raised with the corporate regulator.

Certuity Expands National Leadership Team with Strategic Advisor Appointments Across Key Markets

“These strategic additions reflect our continued investment in experienced leadership and growing our national presence in key markets,” said Rich Bursek, President and Partner of Certuity.

Red Oak Compliance Solutions hires Jennifer Whitney as client success manager

In her new role, Whitney will work closely with Red Oak’s clients to support platform adoption, with a focus on long-term relationships, continuity and trusted partnerships.

Orrstown Financial Advisors Welcomes Matthew Alpert as Chief Wealth Officer

Mr. Alpert brings extensive experience in wealth management

Summit Wealth Group Strengthens Leadership Team with Strategic Hires to Support Next Phase of Growth

These appointments underscore Summit’s commitment to delivering better outcomes for clients and creating an advisor experience rooted in collaboration, trust, and shared values.

Hans Swildens, Justin Burden, and Roland Reynolds Join Goldman Sachs as Partners in Asset and Wealth Management

The three will join the firm’s External Investing Group (XIG) within Goldman Sachs Asset Management as part of the closing of the Industry Ventures acquisition.

LPL affiliate adds $650m pair of advisors from JP Morgan

Genesis Wealth, a non-OSJ branch office within LPL, is specifically targeting bank-based advisors seeking independence.

Brian Cayne Joins Goldman Sachs as a Partner and Co-Head of Software Investment Banking

His appointment further strengthens the firm’s ability to serve the strategic and financing needs of its software and technology clients globally during this period of significant transformation.

$1.2B Citigroup Team Jumps to Wells Fargo

Advisors Paul Cooke and Jake Trousdale have moved their Dallas-based practice from Citigroup to Wells Fargo as the wirehouse continues its recruitment push.

Chris Marshall succeeds Geno Paluso as Sagent CEO

Chris Marshall first joined the Sagent team as chairman of the board of directors in 2022, before becoming executive chairman in 2023.

AllianceBernstein Promotes Onur Erzan to President

The new president was promoted to his former role in fall 2025

Mesirow Investment Banking Expands Sector Expertise with the Additions of William Lynch and Garry Vaynberg

The addition of Bill and Garry reflects Mesirow's focus on growth and our dedication to bringing in senior talent

AllianceBernstein announces Onur Erzan as President

In addition, Erzan will assume responsibility for AB's Strategy and Corporate Development functions.

Anne Bramman Elected to Morningstar’s Board of Directors

Anne has tremendous experience driving financial excellence and spearheading business transformations.

Erik Spek per 2026 mede-eigenaar van HaVen – Audit, Accounting & Consultancy.

There, he gained extensive experience in accountancy and in supporting companies in the region and Suriname.

New York Life Appoints Joao Magallanes Canals as Wealth Management Executive

He Has Extensive Experience, Including Nearly a Decade in Private Banking and Capital Markets in Latin America

Fulton Bank names next treasurer

Roder has more than 20 years of experience in investment management, balance sheet strategy, and enterprise risk oversight.

Nationwide Names New Broker/Dealer Head

In addition, Huntington Bank’s wealth division hires a chief investment officer, and Raymond James adds a recruiting lead from Allworth.

RFG Chief Growth Officer Abby Salameh Steps Down

Salameh cited personal reasons for her departure, including travel, and is searching for her next opportunity in wealth management.

Rockefeller Snags $3-Billion UBS Team in Florida and California

The group caps a record year of recruiting for Rockefeller, which added 37 teams in 2025.

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